Stay ahead in the fight against financial crime with comprehensive guidance on navigating complex regulations, implementing effective compliance measures, and responding to enforcement actions. Expertise in anti-money laundering, fraud prevention, and sanctions ensures you can protect your clients and their businesses in an increasingly scrutinised financial landscape. Equip yourself with the latest insights and best practices to manage risks and maintain regulatory integrity.
The following Financial Services news provides comprehensive and up to date legal information on New Checklist: FCA financial crime guidance—supporting materials
The Money Laundering Reporting Officer (MLRO)This Practice Note provides information on the role of the nominated officer and the Money Laundering...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Financial Conduct Authority—objectives and principlesThe role of the FCAThe Financial Conduct authority (FCA) forms part of the regulatory structure...
What are the discrepancy reporting obligations on relevant persons under the Money Laundering Regulations 2017 relating to trusts?There is a requirement under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692, as
The Money Laundering Reporting Officer (MLRO)This Practice Note provides information on the role of the Nominated Officer and the MLRO in a firm authorised by the Financial Conduct Authority (FCA) or firm registered with the FCA for money laundering (ML) purposes (which are often, but not always,
Introduction to the UK AML/CTF/CPF legal and regulatory framework for financial servicesThis Practice Note provides a detailed introduction to the elements of the UK’s anti-money laundering (AML),counter-terrorist financing (CTF) and countering proliferation financing (CPF) legal and regulatory
Scotland—the process for applying for sequestrationSequestration in Scotland is the legal process by which an insolvent debtor’s estate is gathered in, realised and then distributed among their creditors by a trustee appointed for that purpose. The process requires that a formal award of
0330 161 1234