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UK firms should be prepared for government raids

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Published on: 23 May 2019
Published by a Law360 reporter

Table of contents

  • Other regulators: More aggressive enforcement on the horizon
  • Are you dawn raid ready?

Article summary

Law 360: There has been a noticeable shift over the past few years in the Financial Conduct Authority (FCA)’s use of enforcement investigations. Triggered in part by a 2015 report by Andrew Green following the failure of HBOS PLC, the FCA voiced its intention to open more enforcement cases.

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Jurisdiction(s):
United Kingdom

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