Table of contents
- Other regulators: More aggressive enforcement on the horizon
- Are you dawn raid ready?
Article summary
Law 360: There has been a noticeable shift over the past few years in the Financial Conduct Authority (FCA)’s use of enforcement investigations. Triggered in part by a 2015 report by Andrew Green following the failure of HBOS PLC, the FCA voiced its intention to open more enforcement cases.
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