International—investigations and enforcement in financial services

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This overview is a guide to the Lexis+® UK Financial Services content within the International investigations and enforcement in financial services subtopic, with links to appropriate materials.

Cross-border regulatory investigations

The UK's Financial Conduct Authority (FCA) is under a statutory duty to cooperate with overseas regulators, this may involve responding to an overseas regulator’s request for information through to exercising its own investigatory powers on the behalf of an overseas regulator.

For practical guidance on the FCA’s statutory duty to cooperate with overseas regulators ...

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Most recent International—investigations and enforcement in financial services content

Practice notes

FCPA—who it applies to and what it prohibits (US)

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13th Jun
Practice notes

The US Foreign Corrupt Practices Act and the UK Bribery Act 2010 compared

The US Foreign Corrupt Practices Act and the UK Bribery Act 2010 comparedBackground to the Foreign Corrupt Practices ActThe US Foreign Corrupt...
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Flowcharts

USA—the regulators—flowchart

USA—the regulators—flowchartClick here to view or print the full-size PDF version:This content is produced in partnership with local law experts and...
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12th Jun
Practice notes

FCA enforcement essentials: Dealing with cross-border regulatory investigations

FCA enforcement essentials: Dealing with cross-border regulatory investigationsStop Press: On 3 June 2025, the FCA published Policy Statement PS25/5,...
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5th Jun

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