The Financial Services Enforcement Database is a powerful tool which enables users to locate, analyse and compare data in relation to UK financial services enforcement cases quickly and easily. It contains detailed information on all substantive Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) Final Notices and, where available, Decision Notices from 2014 to the present. It also includes Decision Notices issued by the Payment Systems Regulator (PSR).
To access the Financial Services Enforcement Database, click here. More information on how to use the Database is provided in that document. If you have any questions or would like a demo or training on the Database, please contact us at lexispslfinancialservices@lexisnexis.co.uk.
Using the Enforcement Database, users can conduct targeted searches across hundreds of UK enforcement cases. They can filter results by multiple criteria such as rule breach, sector, keywords, relevant period, seriousness factors, aggravating and mitigating factors, settlement discounts, and financial and non-financial penalties. The Database provides comprehensive summaries of each Decision or Final Notice and enables users to view the Notices themselves as well as any press releases issued by the regulator with respect...
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