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Preparing for the new regulatory regime

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Published on: 07 February 2013

Published by a LexisNexis Financial Services expert

Table of contents

Original news
Background
Which important details do these recent draft SIs clarify?
What will the FSA 2012 and SIs make clear?
Are there any surprises or concerns?
What transitional documentation and guidance will be available?
How will the rules of the new regulator compare to the existing FSA rules?
What should firms particularly look out for?
Will persons approved under the existing regime have to reapply for approval?
How does the PRA-regulated Activities Order relate to the current Regulated Activity Order?

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Article summary

Financial Services analysis: How should firms approach the upcoming shift in regulation? Emma Radmore of SNR Denton UK sets out some of the changes and concerns arising from the Financial Services Act 2012 and the recently published draft Statutory Instruments.

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