Gain clarity on structuring and managing investment funds with our expert guidance. From fund formation to regulatory compliance, we provide the tools and insights necessary to stay ahead in this fast-evolving landscape. This topic also offers strategic advice on asset management to ensure your clients’ portfolios align with current financial regulations and best practices.
A round-up of financial services developments.....
A round-up of financial services developments....
This week's edition of Financial Services weekly highlights includes: FCA opens crypto authorisation gateway and publishes finalised guidance on...
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Non-UCITS retail schemes (NURS)This Practice Note explores non-UCITS retail schemes (NURS) and comments on investment powers, key investor information documents (KIIDs), promotion and NURS that are funds of alternative investment funds (FAIFs) or property authorised investment funds (PAIFs).What is
Unregulated collective investment schemes—essentialsThis Practice Note examines the key regulatory considerations relating to unregulated collective investment schemes (UCIS) in the UK. It discusses what UCIS are, the risks they pose, the UCIS regulatory framework, restrictions on how UCIS are
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Contributory negligence in personal injury claimsContributory negligence is a partial defence which can lead to a discount in damages.Other defences may also be relevant. See Practice Notes: Did the claimant consent to the risk of injury? and Was the claimant involved in an illegal activity?If a
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