Gain clarity on structuring and managing investment funds with our expert guidance. From fund formation to regulatory compliance, we provide the tools and insights necessary to stay ahead in this fast-evolving landscape. This topic also offers strategic advice on asset management to ensure your clients’ portfolios align with current financial regulations and best practices.
The following Financial Services news provides comprehensive and up to date legal information on FCA sued over 'flawed' £30m bond data contract award
Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
The Competition and Markets Authority (CMA) has identified several breaches by Monzo Bank Limited (Monzo) of the Retail Banking Market Investigation...
Insurance conduct regulation—COBS and ICOBSThe Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of...
Second charge mortgage regimeSecond charge mortgages definedA regulated second charge mortgage is a loan secured on a borrower’s property that is used...
Non-UCITS retail schemes (NURS)This Practice Note explores non-UCITS retail schemes (NURS) and comments on investment powers, key investor information documents (KIIDs), promotion and NURS that are funds of alternative investment funds (FAIFs) or property authorised investment funds (PAIFs).What is
Complying with the collective investment schemes sourcebook (COLL)STOP PRESS—Impact of the Retained EU Law (Revocation and Reform) Act 2023: This document contains references to retained EU law (REUL) and associated terms introduced by the European Union (Withdrawal) Act 2018 in connection with
Unregulated collective investment schemes—essentialsThis Practice Note examines the key regulatory considerations relating to unregulated collective investment schemes (UCIS) in the UK. It discusses what UCIS are, the risks they pose, the UCIS regulatory framework, restrictions on how UCIS are
Priority between loss reliefs in loss making companiesWhy does it matter?A company that is a member of a group and has incurred any of the types of losses available for surrender by way of group relief may, without any further rules, have more than one way in which to use the loss. There are a
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