Financial Conduct Authority—Principles for Businesses (PRIN)This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial...
SM&CR—Statements of Responsibility (SoRs)Banks, building societies, credit unions, PRA-regulated investment firms and insurers are required to file a...
EMIR REFIT and EMIR 2.2 roadmapRegulation (EU) 2019/834 (OJ L 141/42) (EU EMIR REFIT) was published in the Official Journal of the EU on 28 May 2019...
The Single RulebookBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered...
Unregulated collective investment schemes—essentialsWhat are unregulated collective investment schemes?In the UK, an unregulated collective investment...
Reviewing the tax aspects of a private equity fund limited partnership agreementThis Practice Note sets out what to look for when reviewing a private...
Management of the corporate joint venture and minority shareholder issuesBoard compositionIn 50:50 joint ventures, the joint venture agreement (JVA)...
Brexit—UK listing and prospectus regimeAt 11pm UK time on 31 January 2020 (exit day), the United Kingdom left the European Union in accordance with a...
Limited partnership agreementsThis Practice Note discusses the provisions of a limited partnership agreement for limited partnerships formed under the...
Are there procedures under English law for dealing with situations where a conflict arises between the interests of the limited partners of an English...
International Financial Markets Guide—Jersey1. Telephone taping(a)(i) What are the restrictions on the taping of telephone calls to or from a person...
International Financial Markets Guide—GuernseyIntroductory NoteGuernsey includes the islands of Guernsey, Herm and Jethou. The Bailiwick of Guernsey...
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