Mortgage and home finance regulation

View Financial Services by content type:

Latest Financial Services News

Featured Financial Services content

Practice notes
The debt sale and purchase market in the UKThe debt sale and purchase market has for some time been very active throughout the UK. It is an important...
Read More >
9th Nov
Practice notes
Authorisation of an authorised unit trust (AUT)What is an AUT?A unit trust is a type of collective investment scheme (CIS) in which the assets are...
Read More >
9th Nov
Practice notes
BREXIT: The UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. To ensure...
Read More >
9th Nov
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
9th Nov
Practice notes
UCITS VIUCITS VI describes the European Commission's Consultation on Undertakings for Collective Investment in Transferable Securities issued 26th...
Read More >
Produced in partnership with Andrew Henderson Partner, Eversheds Sutherland LLP 12th Jan
Practice notes
Brexit: As of exit day (31 January 2020) the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
9th Nov
Practice notes
Recognised investment exchangesA recognised investment exchange (RIE) is a UK recognised body under Part XVIII of the Financial Services and Markets...
Read More >
9th Nov
Practice notes
On 10 June 2015, the Fair and Effective Markets Review (FEMR) published its final report. Running to 106 pages, the report covers a wide range of...
Read More >
9th Nov
Practice notes
This Practice Note explains the Principles for Businesses (PRIN) set down by the Financial Conduct Authority (FCA). The Principles form part of the...
Read More >
9th Nov
Practice notes
This Practice Note looks at key aspects of consumer protection within the UK financial services regulatory system. The UK’s regulatory structure,...
Read More >
9th Nov
Practice notes
The role of the FCAThe Financial Conduct Authority (FCA) forms part of the regulatory structure for financial services firms. The FCA has a...
Read More >
9th Nov
Practice notes
The Basel Committee on Banking Supervision (BCBS), consisting of the central banks of governors of the so-called G10 countries (Belgium, Canada,...
Read More >
Produced in partnership with Morrison & Foerster LLP 12th Jan
Practice notes
BREXIT: As of exit day (31 January 2020), the UK is no longer an EU Member State. However, in accordance with the Withdrawal Agreement, the UK has...
Read More >
Produced in partnership with Ms Elizabeth Budd of Pinsent Masons 12th Jan
Practice notes
The Financial Conduct Authority Handbook (FCA Handbook) includes sourcebooks to regulate the conduct of business by a regulated firm relevant to...
Read More >
9th Nov
Practice notes
BREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this Practice Note. For further...
Read More >
9th Nov
Practice notes
The roles of nominated officer and money laundering reporting officerA nominated officer is an individual who is nominated by a firm to receive...
Read More >
9th Nov

Most recent Mortgage and home finance regulation content

Practice notes
Mortgage and home finance conduct of business—application and general requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked...
Read More >
15th May
Practice notes
Regulation of consumer buy-to-let lending in the UKBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
Produced in partnership with Rachpal Thind, Partner and Rachel O’Brien, Associate of Sidley Austin LLP 15th May
Practice notes
Mortgage and home finance conduct of business—distribution and disclosure requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’)...
Read More >
15th May
Practice notes
Second charge mortgage regimeBREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act 2018). This has an impact on this...
Read More >
Produced in partnership with Pinsent Masons 15th May
Practice notes
EEA passporting rights under the Mortgage Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
Produced in partnership with Rachpal Thind, Partner and Rachel O’Brien, Associate of Sidley Austin LLP 15th May
Practice notes
Arranging deals in home finance transactionsBackground to the regulation of home finance transactionsThe regulation of home finance transactions came...
Read More >
15th May
Practice notes
UK transposition of the Mortgage Credit Directive—roadmapBREXIT: UK is leaving EU on Exit Day (as defined in the European Union (Withdrawal) Act...
Read More >
15th May
Practice notes
Coronavirus (COVID-19)—implications for consumer credit, overdrafts and mortgagesIn order to minimise the medium- and long-term economic impacts of...
Read More >
15th May
Practice notes
Mortgage and home finance conduct of business—financial promotion and communications regimeBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion...
Read More >
15th May
Practice notes
Mortgage and home finance conduct of business—responsible lending, charges and arrears requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP...
Read More >
15th May
Practice notes
Mortgage Market Review—background and implementationBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
15th May
Practice notes
Mortgage Market Review—key changesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
Read More >
15th May
Practice notes
Advising on mortgages and home finance transactionsBackground to the regulation of home finance transactionsThe regulation of home finance...
Read More >
15th May
Practice notes
Regulated mortgage contracts and home finance transactions definedBackground to the regulation of home finance transactionsThe regulation of home...
Read More >
15th May
Practice notes
Entering into and administering home finance transactionsBackground to the regulation of home finance transactionsThe regulation of home finance...
Read More >
15th May
Practice notes
Mortgage Credit Directive (MCD)—essentialsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
Read More >
15th May
Practice notes
Impact of Brexit: mortgage credit—quick guideThis mortgage credit quick guide details current UK legislation and retained EU legislation in relation...
Read More >
15th May
Practice notes
Taking security over landCoronavirus (COVID-19): Transaction planning will need to take into account the impact of coronavirus (COVID-19) on execution...
Read More >
15th May

Popular documents