The following Financial Services practice note provides comprehensive and up to date legal information on A principal's responsibility for its appointed representatives...
The following Financial Services practice note provides comprehensive and up to date legal information on Applications and notifications for approved persons and...
The following Financial Services practice note provides comprehensive and up to date legal information on Applying for passporting
The following Financial Services practice note provides comprehensive and up to date legal information on Applying for variations and waivers
The following Financial Services Q&A provides comprehensive and up to date legal information on As a relevant authorised person (a regulated firm), when do you have to...
The following Financial Services practice note provides comprehensive and up to date legal information on Authorisation, registration, variation and cancellation of...
The following Financial Services practice note provides comprehensive and up to date legal information on Authorised firms and close links
The following Financial Services practice note provides comprehensive and up to date legal information on Changing standing data
The following Financial Services practice note provides comprehensive and up to date legal information on E-money—passporting, outsourcing and use of distributors and...
The following Financial Services practice note provides comprehensive and up to date legal information on Financial Conduct Authority—authorisation
The following Financial Services practice note provides comprehensive and up to date legal information on Financial Conduct Authority—cancelling permission and...
The following Financial Services practice note provides comprehensive and up to date legal information on FSMA 2000 controllers regime—fund managers
The following Financial Services practice note provides comprehensive and up to date legal information on FSMA 2000 controllers regime—key concepts
The following Financial Services practice note provides comprehensive and up to date legal information on FSMA 2000 controllers regime—obligations for firms...
The following Financial Services practice note provides comprehensive and up to date legal information on Obligations of controllers—acquiring and increasing control...
The following Financial Services practice note provides comprehensive and up to date legal information on Obligations of controllers—reducing or ceasing control...
The following Financial Services practice note provides comprehensive and up to date legal information on Payment Services Regulations 2017—authorisation and passporting...
The following Financial Services practice note provides comprehensive and up to date legal information on Prudential Regulation Authority—authorisation...
The following Financial Services practice note provides comprehensive and up to date legal information on Prudential Regulation Authority—cancelling permission and...
The following Financial Services practice note provides comprehensive and up to date legal information on Prudential Regulation Authority—varying permission...
The following Financial Services practice note provides comprehensive and up to date legal information on The Connect system
The following Financial Services Q&A provides comprehensive and up to date legal information on What are the notification requirements for a change in control of a firm?...
The following Financial Services Q&A provides comprehensive and up to date legal information on When and how should a UK firm apply for authorisation or a variation of...
