Reporting

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This overview is a guide to the Lexis+® UK Financial Services content within the Reporting subtopic, with links to the appropriate materials.

Introduction

The FCA's reporting requirements provisions are set out in a variety of sources including the Principles for Businesses (PRIN), the Supervision Manual (SUP), the Transaction Reporting User Pack (TRUP), the Market Conduct rules (MAR) and the Financial Services and Markets Act 2000 (FSMA 2000).

The PRA's reporting requirements are also set out in a number of sources, including in the Fundamental Rules, Regulatory Reporting, Close Links and Change in Control parts of the PRA Rulebook, and in FSMA 2000.

The PRA works closely with the FCA in the collection and management of regulatory data. Much regulatory data for PRA firms continues to be collected by the FCA. This includes reporting via the FCA’s RegData system, the submission of firms’ controllers and close links reports and the reporting of changes to firms’ standing data.

Principle 11 of the FCA Handbook's Principles for Businesses (PRIN) and Fundamental Rule 7 of the PRA's Fundamental Rules, require

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Latest Financial Services News

FCA crypto proposals herald tougher oversight for firms

Law360, Expert analysis: The Financial Conduct Authority (FCA)’s consultation on applying its handbook to regulated cryptoasset activities was published on 17 September 2025. According to the analysis, with contributions from Michelle Kirschner, partner at Gibson Dunn & Crutcher LLP, the proposals indicate the FCA is moving toward implementing more stringent oversight measures for companies operating in the cryptocurrency sector. The consultation represents a significant development in the FCA's approach to crypto regulation, as it seeks to bring digital asset activities under its established regulatory framework

Irish Central Bank fines coinbase €21m for AML breaches

Law360, London: The Central Bank of Ireland (CBI) fined cryptocurrency exchange Coinbase €21.4m on 6 November 2025 for breaking anti-money laundering (AML) rules after it failed to adequately screen transactions worth billions of euros, some of which it later tied to organised crime, fraud and scams.

BoE launches consultation on regulatory regime for systemic stablecoins

The Bank of England (BoE) has launched a consultation on its proposed regulatory regime for sterling-denominated systemic stablecoins and the application of holding limits. Developed in coordination with the Financial Conduct Authority (FCA) and HM Treasury (HMT), the framework aims to foster innovation while safeguarding financial stability.

BaFin fines JP Morgan €45m for AML failures

Law360, London: German financial regulator BaFin said on 6 November 2025 that it has imposed its largest ever fine of €45m on pan-European bank JP Morgan SE in Frankfurt for breaching anti-money-laundering (AML) rules.

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