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Upper Tribunal upholds FCA decision to ban advisor with criminal conviction for sex offence

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Published on: 06 September 2021
Published by a LexisNexis Financial Services expert

Table of contents

  • Relevant facts
  • The regulatory proceedings
  • The Tribunal’s decision
  • Comment

Article summary

Financial Services analysis: Guy Wilkes, partner at Mischcon de Reya (also a member of the Lexis®PSL Financial Services Consulting Editorial Board), analyses the Upper Tribunal’s decision in Frensham v Financial Conduct Authority [2021] UKUT 222 (TCC).

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Jurisdiction(s):
United Kingdom

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