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Practice notes
Threshold conditions under FSMA 2000This Practice Note provides a summary of the threshold conditions that apply to authorised firms, including firms...
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Produced in partnership with John Ahern 19th May
Q&As
Does section 75 of the Consumer Credit Act 1974 give full protection to a cardholder for breach of contract when booking services used by the...
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19th May
Practice notes
OEIC and ICVC authorisation and winding-upBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Macfarlanes 19th May
Practice notes
Financial Ombudsman Service—eligible complainantsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
PRA-regulated activities and the scope of PRA regulationAs a result of the 2008 banking crisis, the government made a number of changes to the UK...
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19th May
Practice notes
FCA client money rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
What are regulated activities?Under the general prohibition a person cannot carry out a regulated activity, or purport to carry out a regulated...
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19th May
Practice notes
FCA client classification requirementsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
The Financial Services Compensation SchemeBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Honor Levy of LexisNexis 19th May
Practice notes
Responsible lending requirements—CONC 5BREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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Produced in partnership with Jacqui Hatfield of Orrick, Herrington & Sutcliffe 19th May
Practice notes
Financial Services Compensation Scheme (FSCS)—the qualifying conditions for compensationThis Practice Note covers the conditions necessary for the...
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Produced in partnership with Honor Levy of LexisNexis 19th May
Practice notes
The Single RulebookBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered...
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Produced in partnership with DLA Piper 19th May
Practice notes
COBS 4—exemptions in relation to UCIS and close substitutesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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19th May
Practice notes
FCA best execution rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May
Practice notes
Conduct Rules for SM&CR FirmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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Produced in partnership with Mark Compton and Lauren Smith of Mayer Brown International LLP 19th May
Practice notes
Appointed representativesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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19th May

Most recent International guides content

Practice notes
Esg and impact investing—Hong Kong—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Hong Kong...
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18th Jun
Practice notes
Esg and impact investing—Chile—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Chile published...
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18th Jun
Practice notes
Esg and impact investing—Argentina—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Argentina...
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18th Jun
Practice notes
Esg and impact investing—Italy—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Italy published...
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18th Jun
Practice notes
Esg and impact investing—China—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in China published...
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18th Jun
Practice notes
Esg and impact investing—USA—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in USA published as...
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18th Jun
Practice notes
Esg and impact investing—South Africa—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in South...
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18th Jun
Practice notes
Esg and impact investing—Finland—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Finland...
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18th Jun
Practice notes
Esg and impact investing—Costa Rica—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Costa Rica...
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18th Jun
Practice notes
Esg and impact investing—Zambia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Zambia published...
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18th Jun
Practice notes
Esg and impact investing—Australia—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Australia...
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18th Jun
Practice notes
Esg and impact investing—Mauritius—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Mauritius...
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18th Jun
Practice notes
Esg and impact investing—Kenya—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Kenya published...
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18th Jun
Practice notes
Esg and impact investing—Uruguay—Q&A guideThis Practice Note contains a jurisdiction-specific Q&A guide to esg and impact investing in Uruguay...
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18th Jun
Practice notes
Getting the Deal Through: ESG and Impact Investing 2021Jurisdictions coveredThe following jurisdictions are covered in this report:Argentina;...
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16th Jun

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