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Latest Financial Services News

Validity of Single Resolution Board ex ante contribution decisions (Single Resolution Board v Hypo Vorarlberg Bank AG)

Validity of Single Resolution Board ex ante contribution decisions (Single Resolution Board v Hypo Vorarlberg Bank AG)

The following Financial Services news provides comprehensive and up to date legal information on Validity of Single Resolution Board ex ante contribution decisions (Single Resolution Board v Hypo Vorarlberg Bank AG)

Deutsche, NatWest eye deals worth US$34m in Swiss LIBOR case

Deutsche, NatWest eye deals worth US$34m in Swiss LIBOR case

The following Financial Services news provides comprehensive and up to date legal information on Deutsche, NatWest eye deals worth US$34m in Swiss LIBOR case

Financial Services weekly highlights—30 June 2022

Financial Services weekly highlights—30 June 2022

The following Financial Services news provides comprehensive and up to date legal information on Financial Services weekly highlights—30 June 2022

Swiss government aligns with EU on oil and services sanctions

Swiss government aligns with EU on oil and services sanctions

The following Corporate Crime news provides comprehensive and up to date legal information on Swiss government aligns with EU on oil and services sanctions

Featured Financial Services content

MiFID I—Transaction reporting

MiFID I—Transaction reporting

MiFID I—Transaction reportingThis Practice Note provides an overview of the transaction reporting requirements that existed under the Markets in...

Financial Conduct Authority—powers

Financial Conduct Authority—powers

Financial Conduct Authority—powersBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001

Exempt consumer credit agreements under the FSMA 2000 (Regulated Activities) Order 2001This Practice Note seeks to explain the types of agreements...

FCA best execution rules

FCA best execution rules

FCA best execution rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...

Practice notes

Prudential Regulation Authority—Fundamental Rules

Prudential Regulation Authority—Fundamental RulesBackground to the Fundamental RulesPrior to the creation of the Financial Conduct Authority (FCA) and...
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16th Nov
Practice notes

Insurance conduct of business—cancellation rights and claims handling

Insurance conduct of business—cancellation rights and claims handlingImplementation of the Insurance: Conduct of Business Sourcebook (ICOBS)On 6...
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16th Nov
Practice notes

The European Social Entrepreneurship Funds (EuSEF) Regulation

The European Social Entrepreneurship Funds (EuSEF) RegulationThe EuSEF regulatory frameworkThis Practice Note provides an overview of the European...
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16th Nov
Practice notes

Financial Services Act 2012

Financial Services Act 2012The Financial Services Act 2012 (FSA 2012) received Royal Assent on 19 December 2012 and went into effect on 1 April 2013....
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16th Nov
Practice notes

FCA inducements rules

FCA inducements rulesBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period...
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16th Nov
Practice notes

Tied agents

Tied agentsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation period entered into...
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16th Nov
Practice notes

Consumer credit—essentials

Consumer credit—essentialsThe FCA consumer credit regimeOn 1 April 2014, the Financial Conduct Authority (FCA) assumed responsibility for consumer...
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16th Nov
Practice notes

Overview of UK implementation of the Consumer Credit Directive

Overview of UK implementation of the Consumer Credit DirectiveBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the...
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Produced in partnership with Sam Millar of DLA Piper and Tony Katz of DLA Piper 19th Apr
Practice notes

Financial Services (Banking Reform) Act 2013—essentials

Financial Services (Banking Reform) Act 2013—essentialsThis Practice Note outlines the key changes to UK banking reform adopted through the Financial...
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16th Nov
Practice notes

Interaction between the PRA, FCA and FPC

Interaction between the PRA, FCA and FPCBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit...
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16th Nov
Practice notes

USA—Insider trading

USA—Insider tradingThe restriction on insider tradingWhat is insider trading?Insider trading is usually associated with illegal conduct. However, the...
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16th Nov
Practice notes

Conduct Rules for SM&CR Firms

Conduct Rules for SM&CR FirmsBREXIT: 11pm (GMT) on 31 December 2020 (‘IP completion day’) marked the end of the Brexit transition/implementation...
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Produced in partnership with Mark Compton and Lauren Smith of Mayer Brown International LLP 16th Nov
Practice notes

Impact of Brexit: Insurance distribution—quick guide

Impact of Brexit: Insurance distribution—quick guideThis insurance distribution quick guide details current UK legislation and retained EU legislation...
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16th Nov
tag iconBrexit
Practice notes

Whistleblowing Directive—timeline

This Timeline outlines the key developments related to the proposed Directive on the protection of persons reporting breaches of Union law...
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16th Nov
Practice notes

Payment Systems Regulator—establishment, constitution and remit

Payment Systems Regulator—establishment, constitution and remitEstablishment of the PSRThe UK government commissioned in 1998 an independent review of...
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16th Nov
Practice notes

Prudential Regulation Authority—Proactive Intervention Framework

Prudential Regulation Authority—Proactive Intervention FrameworkBackgroundAs the prudential regulator for insurers, banks and also certain investment...
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16th Nov

Popular documents

Admissibility of hearsay evidence in criminal proceedings

Admissibility of hearsay evidence in criminal proceedings

Admissibility of hearsay evidence in criminal proceedingsHow to identify hearsayThe definition of hearsay is contained in the Criminal Justice Act 2003 (CJA 2003). It comprises of four essential elements.There must be:•a statement•made out of court•relied on for the truth of the matter stated,

Fraud by false representation

Fraud by false representation

Fraud by false representationFraud by false representationFraud by false representation applies to a broader range of conduct than the offences under the preceding legislation (the Theft Act 1968 (TA 1968)). No gain or loss need actually be made, and no deception need operate on the mind of the

What is a public authority?

What is a public authority?

What is a public authority?There is no single, universal answer to the question whether a particular organisation is treated, in law, as a public authority.Rather, on one hand the courts have developed case law on which bodies are subject to administrative law through the judicial review procedure;

Stay of proceedings—when can you apply to stay a claim?

Stay of proceedings—when can you apply to stay a claim?

Stay of proceedings—when can you apply to stay a claim?This Practice Note considers the question of when court proceedings can be stayed. It identifies scenarios in which a party may apply for a stay of proceedings, including to allow for: a jurisdictional challenge; arbitration; an attempt to