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FCA client asset rules

FCA client asset rules guidance:
CASS 9 and information to clients

The following Financial Services practice note provides comprehensive and up to date legal information on CASS 9 and information to clients

Practice notes
Client Assets Resolution Pack

The following Financial Services practice note provides comprehensive and up to date legal information on Client Assets Resolution Pack

Practice notes
Client money distribution and transfer

The following Financial Services practice note provides comprehensive and up to date legal information on Client money distribution and transfer

Practice notes
Do debt collection firms need specific Financial Conduct Authority authorisation to collect client money?

The following Financial Services Q&A provides comprehensive and up to date legal information on Do debt collection firms need specific Financial Conduct Authority...

Q&As
FCA client assets regime

The following Financial Services practice note provides comprehensive and up to date legal information on FCA client assets regime

Practice notes
FCA client money rules

The following Financial Services practice note provides comprehensive and up to date legal information on FCA client money rules

Practice notes
FCA custody rules

The following Financial Services practice note provides comprehensive and up to date legal information on FCA custody rules

Practice notes
FCA debt management client money requirements

The following Financial Services practice note provides comprehensive and up to date legal information on FCA debt management client money requirements...

Practice notes
Mandates and collateral

The following Financial Services practice note provides comprehensive and up to date legal information on Mandates and collateral

Practice notes
Special Administration for financial institutions

The following Restructuring & Insolvency practice note provides comprehensive and up to date legal information on Special Administration for financial institutions...

Practice notes
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Scottish Law In-house COVID-19

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LEXISNEXIS

The Standard Conditions of Sale (5th edition: 2018 revision)—a guide to the main provisions

The Standard Conditions of Sale (SCS), currently in their 5th edition (2018 revision), are a set of standard conditions which are commonly incorporated into contracts for the sale of residential property. The Standard Commercial Property Conditions (Third Edition—2018 Revision) (SCPC) are used for

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Strike out for abuse of process (civil) (CPR 3.4(2)(b))

Coronavirus (COVID-19): The guidance detailing normal practice set out in this Practice Note may be affected by measures concerning process and procedure in the civil courts that have been introduced as a result of the coronavirus (COVID-19) pandemic. For guidance, see Practice Note: Coronavirus

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SRA Code of Conduct for individuals and firms

This Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and Regulations, in force from 25 November 2019. The SRA Standards and Regulations include two Codes of Conduct—a Code forSolicitors, RELs and RFLs and a Code for Firms. The Standards and Regulations

LEXISNEXIS

Qualified one-way costs shifting (QOCS)

What is QOCS?Qualified one-way costs shifting (QOCS) was introduced on 1 April 2013 as part of the Jackson costs reforms following the removal of a claimant’s right to recover additional liabilities from the defendant, ie success fees and after the event (ATE) insurance premiums. The relevant CPR