COLP or COFA monthly compliance monitoring record

Copyright © 2025 LexisNexis

Published by a LexisNexis Practice Compliance expert

Precedents

COLP or COFA monthly compliance monitoring record

Copyright © 2025 LexisNexis

Published by a LexisNexis Practice Compliance expert

Precedents

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It is not realistic to monitor every area of compliance every month. We take a risk-based approach by monitoring different areas of compliance each month. This means our approach varies depending on the particular compliance area we are monitoring. On occasion, we will review areas of compliance in response to a particular event, eg as a result of a compliance breach or new guidance issued by a regulator.

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  General information
  Date of review Person conducting review
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Jurisdiction(s):

United Kingdom

Key definition:

Compliance definition

What does Compliance mean?

The current term for meeting the requirements of regulators.

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