COLP or COFA monthly compliance monitoring record
COLP or COFA monthly compliance monitoring record

The following Practice Compliance precedent provides comprehensive and up to date legal information covering:

  • COLP or COFA monthly compliance monitoring record

It is not realistic to monitor every area of compliance every month. We take a risk-based approach by monitoring different areas of compliance each month, as set out in our Compliance calendar—short form—law firms. On occasion, we will review areas of compliance in response to a particular event, eg as a result of a compliance breach or new guidance issued by

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