Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
Message to staff from CEO/senior partner about the SRA Standards and Regulations—law firmsThe SRA Standards and Regulations in force from 25 NovemberI...
Compliance plan 2011 [Archived]1Introduction1.1This document sets out our plan for complying with the numerous regulatory requirements that apply to...
An introduction to compliance 2019—law firms—post-training assessment answersQuestionCorrect answer1. As a SRA-regulated law firm, what do we have to...
Compliance plan 2019—law firmsThis Practice Note explains whether law firms should have a compliance plan and, if so, what you may wish to include. It...
Compliance calendar—long form—law firmsThe is presented in a spreadsheet as a yearly planner. The calendar has been populated with sample activities...
COLP or COFA monthly compliance monitoring recordIt is not realistic to monitor every area of compliance every month. We take a risk-based approach by...
Sign-in
Help
In-house
