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SRA Code of Conduct for individuals and firmsThis Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and...
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
Conflicts of interest 2019Conflicts of interest can cause difficult and serious problems for solicitors and law firms, both from a compliance point of...
Working with foreign lawyers—the Registered Foreign Lawyer (RFL) regimeThe Solicitors Regulation Authority (SRA) operates a registration regime for...
SRA Codes of Conduct for individuals and firmsThis Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and Regulations. The SRA Standards and Regulations include two Codes of Conduct—a Code for Solicitors, RELs and RFLs and a Code for Firms. The Standards and
Training materials—SRA Code of Conduct for Solicitors, RELs and RFLs—law firmsThe SRA Standards and Regulations include two Codes of Conduct, one for firms and one for solicitors, RELs and RFLs. This presentation has been designed as a training aid that you can use to introduce your firm’s staff to
Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its managers can abdicate responsibility for compliance simply by appointing one,
Dealing with freelance solicitorsFrom 25 November 2019, the SRA Standards and Regulations introduced a new method of practising: the freelance solicitor.This Practice Note explains the regulatory status of freelance solicitors. It also explains the difference between a sole practitioner and a
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