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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Third parties content

Practice notes
This Practice Note explains the regulatory requirements that apply when you instruct an expert, barrister or other third party on your client’s...
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15th Jan
Practice notes
This Practice Note explains additional regulatory requirements that apply when you introduce a client to a third party for financial services,...
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15th Jan
Practice notes
This Practice Note explains the statutory regime underpinning the personal injury (PI) referral fee ban—the Legal Aid, Sentencing and Punishment of...
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15th Jan
Practice notes
This Practice Note explains generic regulatory requirements that apply when you introduce a client to a third party, such as a financial advisor,...
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15th Jan
Practice notes
This Practice Note explains the regulatory requirements imposed by the SRA in relation to litigation and advocacy, and provides guidance on the need...
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15th Jan
Practice notes
This Practice Note reflects requirements in the SRA Codes of Conduct 2019 (2019 Codes) in relation to referral and fee sharing arrangements, in force...
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15th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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15th Jan
Practice notes
This Practice Note explains the Solicitors Regulation Authority’s (SRA’s) requirements regarding personal injury referral arrangements. It reflects...
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15th Jan
Practice notes
Part 1 of the Transparency of Lobbying, Non-Party Campaigning and Trade Union Administration Act 2014 (TLNPCTUAA 2014) regulates consultant lobbying,...
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15th Jan
Precedents
This Agreement is made on [date]Parties1[insert name of company] [of OR a company incorporated in [England and Wales] under number [insert registered...
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11th Jan
Q&As
The SRA Glossary defines an undertaking as:•a statement, given orally or in writing, whether or not it includes the word ‘undertake’ or...
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Produced in partnership with Peter Steel of Augury Consulting Limited 8th Jan
Q&As
In short, we are not aware of any rule preventing a firm of solicitors insisting that all correspondence be provided by post. However, whether it...
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Produced in partnership with Peter Steel of Augury Consulting 8th Jan
Q&As
There is nothing essentially wrong with law firms employing non-lawyers or with law firms engaging with lawyers or non-lawyers to drive clients. The...
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Produced in partnership with Dr David Smith of JMW Solicitors LLP 8th Jan
Q&As
What is a legal entity identifier?A legal entity identifier (LEI) is 20-character code that is unique to the entity it is allocated to. Once issued, a...
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26th Dec
Practice notes
The SRA Standards and Regulations 2019, in force from 25 November 2019, introduce a new method of practising: the freelance solicitor.This Practice...
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17th Dec
Q&As
The SRA Code of Conduct for Firms imposes an obligation on the firm to comply with all undertakings given by the firm within an agreed timescale—or if...
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7th Dec
Practice notes
This Practice Note reflects requirements in the SRA Codes of Conduct 2019 in relation to instructing third parties, in force from 25 November 2019....
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7th Dec
Practice notes
This Practice Note contrasts the requirements in the SRA’s 2011 and 2019 regimes in relation to introductions and instructions to third parties. For...
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7th Dec
Practice notes
This Practice Note contrasts the requirements in the Solicitors Regulation Authority’s (SRA’s) 2011 and 2019 regimes in relation to referral and fee...
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7th Dec
Practice notes
This Practice Note reflects requirements in the SRA Codes of Conduct 2019 in relation to Introductions to third parties, in force from 25 November...
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7th Dec

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