Third parties

View Practice Compliance by content type:

Latest Practice Compliance News

Featured Practice Compliance content

Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
Read More >
9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
Read More >
9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
Read More >
9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
Read More >
9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
Read More >
9th Nov

Most recent Third parties content

Precedents
This Agreement is made on [date]Parties1[insert name of company] [of OR a company incorporated in [England and Wales] under number [insert registered...
Read More >
15th Mar
Precedents
This Agreement is made on [insert date]Parties1[insert name of company] [of OR a company incorporated in [England and Wales] under number [insert...
Read More >
25th Feb
Practice notes
What is an undertaking?An undertaking is:•a statement, given orally or in writing, whether or not it includes the word ‘undertake’ or ‘undertaking’•to...
Read More >
17th Feb
Practice notes
What is an undertaking? An undertaking is:•a statement, given orally or in writing (whether or not it includes the word 'undertake' or...
Read More >
17th Feb
Q&As
The SRA Code of Conduct for Firms imposes an obligation on the firm to comply with all undertakings given by the firm within an agreed timescale—or if...
Read More >
15th Feb
Precedents
We have instructed [insert name of barrister] of [insert name of chambers] to [state what you have instructed the barrister to do].[We expect to...
Read More >
14th Feb
Precedents
1Introduction1.1This policy applies when we receive referrals of potential clients from third parties and/or agree to share our fees with third...
Read More >
14th Feb
Precedents
Option 1: Payments made to independent claims management companyYour matter was referred to us by [insert name of introducer], which is a claims...
Read More >
14th Feb
Precedents
1Introduction1.1This policy describes our approach to instructing experts, barristers and other third parties to provide input into a client’s matter....
Read More >
14th Feb
Precedents
1Introduction1.1This document sets out our policy for dealing with litigation and advocacy before any court or tribunal and any form of alternative...
Read More >
14th Feb
Precedents
1Introduction1.1This policy covers arrangements:1.1.1for referrals received by the firm and/or1.1.2to share our fees with third parties1.2These are...
Read More >
14th Feb
Precedents
1Introduction1.1This policy covers situations where we introduce, refer or recommend our client to a third party. For the sake of consistency, this...
Read More >
14th Feb
Precedents
1Policy statement1.1It is the policy of [firm name] (‘the firm’) to conduct its business in compliance with the highest professional standards. We are...
Read More >
14th Feb
Precedents
1Introduction1.1This policy covers arrangements:1.1.1for referrals received by the firm and/or1.1.2to share our fees with third parties1.2These are...
Read More >
14th Feb
Precedents
1Policy statement1.1It is the policy of [firm name] (‘the firm’) to conduct its business in compliance with the highest professional standards. We are...
Read More >
14th Feb
Practice notes
This Practice Note explains the regulatory requirements that apply when you instruct an expert, barrister or other third party on your client’s...
Read More >
15th Jan
Practice notes
This Practice Note explains additional regulatory requirements that apply when you introduce a client to a third party for financial services,...
Read More >
15th Jan
Practice notes
This Practice Note explains the statutory regime underpinning the personal injury (PI) referral fee ban—the Legal Aid, Sentencing and Punishment of...
Read More >
15th Jan

Popular documents