Referrals & fee sharing

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Practice notes
AML and counter-terrorist financing—source of funds and source of wealthSource of funds and wealth was a key focus of the SRA’s Preventing Money...
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19th May
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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19th May
Practice notes
Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Practice notes
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
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19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
Safeguards and information barriersProtection of confidential information is fundamental to your relationship with clients, both as a matter of law...
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19th May
Practice notes
Undertakings and the SRA 2019What is an undertaking?An undertaking is:•a statement, given orally or in writing, whether or not it includes the word...
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19th May
Practice notes
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
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19th May
Practice notes
SRA Handbook 2011 [Archived]The SRA Handbook 2011 sets out standards and requirements that individual lawyers and firms are expected to achieve and...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Referrals & fee sharing content

Precedents
Introduction agreement for services—pro-supplierThis Agreement is made on [date]Parties1[insert name of company] [of OR a company incorporated in...
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8th Jul
Q&As
We are considering working with a non-lawyer, on a self-employed/part time consultancy basis to help promote the firm, eg to chair conferences and...
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Produced in partnership with David Smith of Anthony Gold Solicitors 15th Jun
Precedents
Fee sharing agreement—law firmsThis Agreement is made on [insert date]Parties1[insert name of company] [of OR a company incorporated in [England and...
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5th Jun
Practice notes
Referral and fee sharing arrangements—non-personal injury—regulatory requirements 2011 [Archived]This Practice Note covers regulatory requirements for...
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5th Jun
Practice notes
Personal injury referral arrangements—the statutory regimeThis Practice Note explains the statutory regime underpinning the personal injury (PI)...
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5th Jun
Practice notes
Personal injury referral arrangements—systems and controlsThis Practice Note explains the systems and controls you should consider implementing to...
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5th Jun
Practice notes
Referral and fee sharing arrangements 2019This Practice Note reflects requirements in the SRA Codes of Conduct 2019 (2019 Codes) in relation to...
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5th Jun
Practice notes
Referral and fee sharing—SRA 2011 regime and SRA 2019 regime comparedThis Practice Note contrasts the requirements in the Solicitors Regulation...
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5th Jun
Precedents
Referral and fee sharing policy 2019—law firms1Introduction1.1This policy applies when we receive referrals of potential clients from third parties...
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5th Jun
Practice notes
Personal injury referral arrangements—SRA requirementsThis Practice Note explains the Solicitors Regulation Authority’s (SRA’s) requirements regarding...
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5th Jun
Practice notes
Referral and fee sharing arrangements—non-personal injury—systems and controls 2011 [Archived]This Practice Note covers systems and controls you...
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5th Jun
Precedents
Referral and fee sharing—client disclosure wording—non-personal injuryOption 1: Fixed referral fee wordingYour matter was referred to us by [insert...
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5th Jun
Precedents
Referral and fee sharing policy—firms with personal injury arrangements 2011 [Archived]1Introduction1.1This policy covers arrangements:1.1.1for...
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5th Jun
Precedents
Referral and fee sharing arrangement due diligence record—personal injuryA: Background informationName of introducer/fee sharerFinancial or other...
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5th Jun
Precedents
Referral and fee sharing arrangement—annual review—personal injury and non-personal injuryA: General informationDate of annual review[Insert the date...
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5th Jun
Precedents
Sample personal injury referral fee management information reportYou should retain records and management information (MI) to enable you to...
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5th Jun
Precedents
Personal injury client disclosure wording—1 April 2013 onwardsOption 1: Payments made to independent claims management companyYour matter was referred...
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5th Jun
Precedents
Referral and fee sharing policy—firms with no personal injury arrangements 2011 [Archived]1Introduction1.1This policy covers arrangements:1.1.1for...
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5th Jun
Precedents
Referral and fee sharing arrangement due diligence record—non-personal injuryA: Background informationName of introducer/fee sharerFinancial or other...
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5th Jun
Precedents
Quarterly referral and fee sharing monitoring recordThis precedent can be used to undertake routine monitoring of any referral and fee sharing...
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5th Jun

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