This Practice Note provides guidance on client due diligence (CDD) which is a central pillar of the anti-money laundering (AML) and counter-terrorist...
This Practice Note explains:•what powers the court has to enforce undertakings•when it is likely to exercise those powersBreach of an undertaking is...
This Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and Regulations, in force from 25 November 2019. The...
This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019, together with supporting...
There are two ways in which law firms might be caught by the consumer credit regime:•by entering into a fee arrangement with a client that constitutes...
This Practice Note explains how the SRA’s consumer credit regime operates from 1 April 2016 following amendments to the SRA Financial Services (Scope)...
This Practice Note sets out a number of activities firms may engage in that stray into the realms of consumer credit. For each activity, the Practice...
This Practice Note has been archived and is not maintained. It relates to the insurance mediation regime applying to law firms before 1 October 2018....
1Client’s demands and needsWhat risk does the client need to insure and why?[Describe the risk the client needs to insure and why]What checks have you...
We have reached a stage in your matter where we believe it would be in your best interests to buy [insert type of insurance] from [state name of third...
We have reached a stage in your matter where we believe it would be in your best interests to buy [insert type of insurance] from [state name of third...
There are two ways in which law firms might be caught by the consumer credit regime:•by entering into a fee arrangement with a client that constitutes...
There are two ways law firms might be caught by the consumer credit regime: firstly, by entering into a fee arrangement with a client that constitutes...
There are two ways law firms might be caught by the consumer credit regime: firstly, by entering into a fee arrangement with a client that constitutes...
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