Staying informed on the ever-changing legal landscape is crucial for compliance. Equip yourself with the latest legislative updates, case law developments, and regulatory requirements, ensuring your practice remains compliant and proactive. Access concise, expert-driven insights designed to keep your firm at the forefront of compliance, mitigating risks and upholding professional standards.
The Ministry of Justice (MoJ) has published its ‘Counter Fraud Strategy 2026–2030’, setting out its approach to preventing, detecting and responding...
The Legal Services Board (LSB) has approved in full the Law Society of England and Wales and Solicitors Regulation Authority’s (SRA) application for...
The Legal Services Board (LSB) has announced further enforcement action against the Solicitors Regulation Authority (SRA) after finding insufficient...
This week's edition of Practice Compliance weekly highlights includes OFSI’s imposition of a £4.7 million penalty on Citibank London for 970 sanctions...
What is a solicitor's undertaking?An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the...
In what circumstances might a solicitor be able to contact another lawyer's client directly?The current SRA Standards and Regulations (STaR) are...
SRA Code of Conduct for individuals and firmsThis Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and...
Acting for yourself, friends and familyThis Practice Note covers considerations where a law firm wishes to act for one of its own partners or...
If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some point
Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
Template for regulatory references given by SMCR firms and disclosure requirements[Insert addressee details]Dear [insert name][It is our understanding that [insert name of prospective employee] [was an employee of yours between the dates of [insert dates as appropriate] OR is a current employee of
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