International compliance

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Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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28th Oct
Practice notes
This Practice Note provides guidance on client due diligence (CDD) which is a central pillar of the anti-money laundering (AML) and counter-terrorist...
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12th Oct
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Oct
Practice notes
The way the Solicitors Regulation Authority (SRA) regulates the solicitors’ profession has been evolving since its inception—from a prescriptive...
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8th Oct
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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30th Sep
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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27th Sep
Practice notes
Closing a client matter properly is a basic client care, risk management and housekeeping requirement. There are also regulatory and best practice...
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26th Sep
Practice notes
This Practice Note deals with regulatory requirements and practical issues regarding the form and content of a final bill of costs to a client. It...
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26th Sep
Practice notes
This Practice Note is based on reporting requirements in the SRA Codes of Conduct 2019 (in force from 25 November 2019) as amended by the SRA...
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26th Sep
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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26th Sep
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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26th Sep
Practice notes
This Practice Note explains:•what powers the court has to enforce undertakings•when it is likely to exercise those powersBreach of an undertaking is...
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25th Sep
Practice notes
This Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and Regulations, in force from 25 November 2019. The...
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25th Sep
Practice notes
This Practice Note lists all new and updated content to reflect the SRA Standards and Regulations, in force from 25 November 2019.The Standards and...
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25th Sep
Practice notes
This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019, together with supporting...
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25th Sep
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State, but it has entered an implementation period during which it...
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2nd Sep

Most recent International compliance content

Practice notes
Updated in April 2019IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...
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25th Sep
Practice notes
Updated in March 2019IntroductionThis Practice Note sets out some of the key considerations for a business before it decides to commence operations in...
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25th Sep
Practice notes
Updated in July 2019IntroductionThe business environmentEstablishing a presenceFinancing a companyOpening a bank accountUtilising office...
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25th Sep
Practice notes
Updated in August 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilizing office spaceImmigration...
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25th Sep
Practice notes
Updated in March 2019.•Introduction•The business environment•Forming a company•Financing a company•Opening a bank account•Utilising office...
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25th Sep
Practice notes
Updated in February 2019IntroductionPolitical stabilityInfrastructureCrime and healthcareFreedom of courts from political interferenceApproach to...
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25th Sep
Practice notes
Updated in April 2019IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountFinding office spaceImmigration...
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25th Sep
Practice notes
Updated in August 2020IntroductionThe business environmentForming a companyOpening a branch officeFinancing a companyOpening a bank accountUtilising...
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25th Sep
Practice notes
Updated in November 2019IntroductionFrance is an open market economy and provides a business-friendly environment with strong public facilities and a...
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25th Sep
Practice notes
Updated in April 2015IntroductionThe business environmentForming a companyFinancing a companyOpening a branch or a representative officeOpening a bank...
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25th Sep
Practice notes
Updated in July 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...
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25th Sep
Practice notes
Updated in August 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...
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Produced in partnership with Silvia Curin Brown of Minter Ellison Rudd Watts and Rodney Craig of Minter Ellison Rudd Watts 25th Sep
Practice notes
Jurisdictions coveredThe following jurisdictions are covered in this report:Austria; Brazil; Chile; Germany; India; Indonesia; Italy; Japan; Russia;...
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25th Sep
Practice notes
Updated in July 2020IntroductionCyprus is strategically located in the Eastern Mediterranean at the crossroads of Europe, Asia and Africa. It is an...
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25th Sep
Practice notes
July 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilising office spaceImmigration controlsKey...
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25th Sep
Practice notes
Updated in April 2019IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilising office spaceImmigration...
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25th Sep
Practice notes
Updated in September 2019•Introduction•The Business environment•Forming a company•Financing a company•Opening a bank account•Utilising office...
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25th Sep
Practice notes
Updated in May 2015IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilising office spaceImmigration...
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25th Sep
Practice notes
Updated in August 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...
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25th Sep
Practice notes
Updated in February 2019IntroductionBrazil is the fifth largest country in the world by both geographical area (3,287,956 sq mi), and population of...
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25th Sep

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