International compliance

View Practice Compliance by content type:

Practice notes

Precedents

Q&As

Featured Practice Compliance content

Brexit legislation tracker

This Practice Note tracks the progress of UK legislation introduced as part of the legislative project associated with the UK’s withdrawal from the

Conveyancing Quality Scheme (CQS) practice management standards—Precedents content map from 1 May 2019

The Law Society's Conveyancing Quality Scheme (CQS) is a quality standard for residential conveyancing practices. According to the Law Society,

Introduction to the EU GDPR and UK GDPR

Brexit: The Retained General Data Protection Regulation, Retained Regulation (EU) 2016/679 (UK GDPR) regime described in this Practice Note is the UK

Price and service transparency—law firms

From 6 December 2018, law firms must publish information on their website on the prices they charge and what these cover. This does not apply to all

Practice notes

High-risk third countries tracker

This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...

28th Oct

In-house

Practice notes

Money Laundering Regulations 2017—client due diligence—law firms

This Practice Note provides guidance on client due diligence (CDD) which is a central pillar of the anti-money laundering (AML) and counter-terrorist...

12th Oct

Practice notes

AML and counter-terrorist financing—source of funds

Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...

9th Oct

In-house

Practice notes

SRA regulatory regime—from 2019

The way the Solicitors Regulation Authority (SRA) regulates the solicitors’ profession has been evolving since its inception—from a prescriptive...

8th Oct

Precedents

Modern slavery: contract clauses

1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...

30th Sep

In-house

Practice notes

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]

The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...

27th Sep

Practice notes

Closing a client matter

Closing a client matter properly is a basic client care, risk management and housekeeping requirement. There are also regulatory and best practice...

26th Sep

Practice notes

Final client bill

This Practice Note deals with regulatory requirements and practical issues regarding the form and content of a final bill of costs to a client. It...

26th Sep

Practice notes

Breach reporting 2019—law firms

This Practice Note is based on reporting requirements in the SRA Codes of Conduct 2019 (in force from 25 November 2019) as amended by the SRA...

26th Sep

Precedents

Anti-bribery and corruption for law firms—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...

26th Sep

Practice notes

What is a solicitor's undertaking?

An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...

26th Sep

Practice notes

Undertakings and the court

This Practice Note explains:•what powers the court has to enforce undertakings•when it is likely to exercise those powersBreach of an undertaking is...

25th Sep

Practice notes

SRA Code of Conduct for individuals and firms

This Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and Regulations, in force from 25 November 2019. The...

25th Sep

Practice notes

SRA reforms 2019—new and updated content

This Practice Note lists all new and updated content to reflect the SRA Standards and Regulations, in force from 25 November 2019.The Standards and...

25th Sep

Practice notes

SRA Accounts Rules 2019

This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019, together with supporting...

25th Sep

Practice notes

Handling data subject requests

Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State, but it has entered an implementation period during which it...

2nd Sep

In-house

Most recent International compliance content

Practice notes

Doing business in: Japan

Updated in April 2019IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...

25th Sep

Practice notes

Doing business in: Bolivia

Updated in March 2019IntroductionThis Practice Note sets out some of the key considerations for a business before it decides to commence operations in...

25th Sep

Practice notes

Doing business in: India

Updated in July 2019IntroductionThe business environmentEstablishing a presenceFinancing a companyOpening a bank accountUtilising office...

25th Sep

Practice notes

Doing business in: Turkey

Updated in August 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilizing office spaceImmigration...

25th Sep

Practice notes

Doing Business in: Australia

Updated in March 2019.•Introduction•The business environment•Forming a company•Financing a company•Opening a bank account•Utilising office...

25th Sep

Practice notes

Doing business in key global jurisdictions

Updated in February 2019IntroductionPolitical stabilityInfrastructureCrime and healthcareFreedom of courts from political interferenceApproach to...

25th Sep

Practice notes

Doing business in: Canada

Updated in April 2019IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountFinding office spaceImmigration...

25th Sep

Practice notes

Doing business in: Korea

Updated in August 2020IntroductionThe business environmentForming a companyOpening a branch officeFinancing a companyOpening a bank accountUtilising...

25th Sep

Practice notes

Doing business in: France

Updated in November 2019IntroductionFrance is an open market economy and provides a business-friendly environment with strong public facilities and a...

25th Sep

Practice notes

Doing business in: Russia

Updated in April 2015IntroductionThe business environmentForming a companyFinancing a companyOpening a branch or a representative officeOpening a bank...

25th Sep

Practice notes

Doing business in: South Africa

Updated in July 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...

25th Sep

Practice notes

Doing business in: New Zealand

Updated in August 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...

Produced in partnership with Silvia Curin Brown of Minter Ellison Rudd Watts and Rodney Craig of Minter Ellison Rudd Watts 25th Sep

Practice notes

Getting the Deal Through: e-Commerce 2021

Jurisdictions coveredThe following jurisdictions are covered in this report:Austria; Brazil; Chile; Germany; India; Indonesia; Italy; Japan; Russia;...

25th Sep

Practice notes

Doing business in: Cyprus

Updated in July 2020IntroductionCyprus is strategically located in the Eastern Mediterranean at the crossroads of Europe, Asia and Africa. It is an...

25th Sep

Practice notes

Doing business in: Hong Kong

July 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilising office spaceImmigration controlsKey...

25th Sep

Practice notes

Doing business in: China

Updated in April 2019IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilising office spaceImmigration...

25th Sep

Practice notes

Doing business in Mexico

Updated in September 2019•Introduction•The Business environment•Forming a company•Financing a company•Opening a bank account•Utilising office...

25th Sep

Practice notes

Doing business in: the US

Updated in May 2015IntroductionThe business environmentForming a companyFinancing a companyOpening a bank accountUtilising office spaceImmigration...

25th Sep

Practice notes

Doing business in: Taiwan

Updated in August 2020IntroductionThe business environmentForming a companyFinancing a companyOpening a branch officeOpening a bank accountUtilising...

25th Sep

Practice notes

Doing business in: Brazil

Updated in February 2019IntroductionBrazil is the fifth largest country in the world by both geographical area (3,287,956 sq mi), and population of...

25th Sep