Crime prevention

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Crime prevention content

Precedents
STOP PRESS: On 5 November 2020, the ICO published new detailed guidance on criminal offence data. See: ICO publishes new guidance on criminal offence...
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2nd Dec
Practice notes
The Sanctions and Anti-Money Laundering Act 2018 (SAMLA 2018) was implemented to ensure the UK has a robust sanctions regime after the UK leaves the...
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2nd Dec
Precedents
International financial sanctions in the UK are largely implemented via the Terrorist Asset-Freezing etc Act 2010 (TAFA 2010) together with various...
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2nd Dec
Precedents
This document contains guidance on subjects impacted by the UK’s withdrawal from the EU. For further reading, see Practice Note: Development of...
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2nd Dec
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws[ across every jurisdiction in...
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2nd Dec
Precedents

This Precedent Financial sanctions match report record is intended to be used to log sanc

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2nd Dec
Precedents
Instructions on completing this formYou must complete this form in full, attach any required documentation (as set out below), and pass it to [your...
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2nd Dec
Precedents
How to use this testThese questions are designed to test your understanding following your attendance at our training on financial sanctions.After you...
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2nd Dec
Precedents
QuestionCorrect answer1. Financial sanctions are restrictions on activity, but in relation to what?(d) All of the above2. The UK law on financial...
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2nd Dec
Precedents
From [insert name], [insert job title]Financial sanctions are restrictive measures imposed on targeted countries, governments, entities, individuals...
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2nd Dec
Precedents
General informationDate of review[Insert date]Person(s) conducting review[Insert name(s)]ScreeningConsidering your screening process:Is your screening...
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2nd Dec
Precedents
1GeneralDate of review[Insert date]Person conducting this review[Insert name]2Risk assessmentLooking at your risk assessment:Has the risk assessment...
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2nd Dec
Precedents
1Introduction1.1We have performed an organisation-wide assessment of the areas where we are most at risk of breaching financial sanctions.1.2Our...
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2nd Dec
Precedents
1General informationDate[Insert date]Name of person completing this response form and action plan[Insert name]Date sanctions breach report form...
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2nd Dec
Precedents
1General informationDate of investigation.[Insert date]Person conducting investigation.[Insert name]Date sanctions match report form received.[Insert...
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2nd Dec
Precedents
Please supply as much information as possible about this suspected breach.If you require any help to complete this form, please contact [your...
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2nd Dec
Precedents
This Precedent Sanctions breach report register is designed to help you keep a record of suspected sanction brea...
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30th Nov
Precedents
Please click for an Excel version of this register.GeneralInsert course name/description and reason for training.Course name/descriptio...
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30th Nov
Precedents
What are sanctions?Sanctions are non-permanent international restrictions or prohibitions aimed at:•encouraging a change in the behaviour of a...
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30th Nov
Practice notes
​​Country​​Regulatory body​​Sanction List(Links to sanctions lists are provided, where publicly available)​​IncludingMultinationalUnited NationsUnited...
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30th Nov

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