Modern slavery & human trafficking

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Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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28th Oct
Practice notes
This Practice Note provides guidance on client due diligence (CDD) which is a central pillar of the anti-money laundering (AML) and counter-terrorist...
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12th Oct
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Oct
Practice notes
The way the Solicitors Regulation Authority (SRA) regulates the solicitors’ profession has been evolving since its inception—from a prescriptive...
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8th Oct
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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30th Sep
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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27th Sep
Practice notes
Closing a client matter properly is a basic client care, risk management and housekeeping requirement. There are also regulatory and best practice...
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26th Sep
Practice notes
This Practice Note deals with regulatory requirements and practical issues regarding the form and content of a final bill of costs to a client. It...
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26th Sep
Practice notes
This Practice Note is based on reporting requirements in the SRA Codes of Conduct 2019 (in force from 25 November 2019) as amended by the SRA...
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26th Sep
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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26th Sep
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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26th Sep
Practice notes
This Practice Note explains:•what powers the court has to enforce undertakings•when it is likely to exercise those powersBreach of an undertaking is...
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25th Sep
Practice notes
This Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and Regulations, in force from 25 November 2019. The...
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25th Sep
Practice notes
This Practice Note lists all new and updated content to reflect the SRA Standards and Regulations, in force from 25 November 2019.The Standards and...
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25th Sep
Practice notes
This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019, together with supporting...
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25th Sep
Practice notes
Brexit: As of exit day (31 January 2020), the UK is no longer an EU Member State, but it has entered an implementation period during which it...
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2nd Sep

Most recent Modern slavery & human trafficking content

Practice notes
Section 54(5) of the Modern Slavery Act 2015 (MSA 2015) identifies six categories of information that may be included in a firm's slavery and human...
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25th Sep
Practice notes
This Practice Note describes what a good modern slavery and human trafficking supplier audit process looks like and provides guidance on who should...
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25th Sep
Practice notes
Section 54 of the Modern Slavery Act 2015 (MSA 2015) introduces a requirement for certain commercial organisations operating in the UK to produce an...
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25th Sep
Practice notes
There are many ways that risk of modern slavery can manifest in supply chains. In order to assess the level of risk of slavery in your supply chains,...
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25th Sep
Precedents
This presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and understanding of the Modern...
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26th Sep
Precedents
From [insert job title] [name]Slavery and human trafficking remain major issues in world trade, despite the many dedicated efforts to prevent them. As...
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26th Sep
Precedents
1Initial KPIsObjectiveAction stepIndicatorEnsure all new suppliers are aware of, and satisfy, [insert firm name]’s minimum labour standards.Develop a...
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26th Sep
Precedents
1DocumentsThe Chair tabled the following documents:1.1Draft Anti-slavery and human trafficking statement (the Statement)1.2[Memorandum to the [board...
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26th Sep
Precedents
Supplier detailsCompany name:[Insert company name]Vendor/reference number:[Insert vendor/reference number]Person completing risk assessment[Insert...
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26th Sep
Precedents
Supplier to complete and return to [insert details].GeneralCompany name[Insert]Vendor/reference number[Insert]Your name[Insert]Your job...
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26th Sep
Precedents
In order to determine the level of risk of modern slavery posed to our organisation we have identified and assessed the features of our business which...
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26th Sep
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-slavery.After you have completed...
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26th Sep
Precedents
QuestionCorrect answer1. What is slavery?(e) all of the above2. What should organisations play close attention to in order to prevent slavery?(b)...
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26th Sep
Precedents
As an organisation we will maintain clear policies and procedures preventing exploitation and human trafficking, and protecting our workforce and...
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26th Sep
Precedents
Please click here for an Excel version of this register.GeneralCourse name/description...
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27th Sep
Q&As
This Q&A considers whether it is possible to delay publishing your organisation’s annual slavery and human trafficking statement as a result of the...
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28th Sep
Q&As
Practice Note: Slavery and human trafficking statement (or Slavery and human trafficking statement for law firms) explains that although the £36m...
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28th Sep
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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30th Sep
Precedents
SummarySlavery and human trafficking remain major issues in world trade, despite the many dedicated efforts to prevent them. As many of you will know,...
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30th Sep

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