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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Staff training & awareness content

Precedents
The corporate offence of failure to prevent the criminal facilitation of tax evasion is created by the Criminal Finances Act 2017 (CFA 2017), which...
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31st Mar
Precedents
QuestionCorrect answer1. What is slavery?(e) all of the above2. What should organisations play close attention to in order to prevent slavery?(b)...
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24th Mar
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-slavery.After you have completed...
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24th Mar
Precedents
This presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and understanding of the Modern...
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24th Mar
Precedents
Please click for an Excel version of this register.GeneralInsert course name/description and reason for training.Course name/descriptio...
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24th Feb
Precedents
As an organisation we will maintain clear policies and procedures preventing exploitation and human trafficking, and protecting our workforce and...
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22nd Feb
Precedents
The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery...
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14th Feb
Precedents
The Bribery Act 2010 came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery committed...
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14th Feb
Precedents
1What’s the issue?1.1The Serious Crime Act 2015 (SCA 2015) introduced a new offence of participating in the activities of an organised crime...
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14th Feb
Precedents
QuestionMultiple choice answers1. Under which Act would [insert organisation name] commit an offence if it fails to prevent the facilitation of tax...
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14th Feb
Precedents
Scenario A: Politically exposed personYou have been approached by a new client with instructions to assist in the purchase of a football club. The...
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3rd Feb
Precedents
QuestionCorrect answer1. What are financial sanctions?(a) Restrictions on dealings in money and the provision of financial services2. All sanctions in...
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28th Jan
Precedents
How to use this testThese questions are designed to test your understanding following your attendance at our training on financial sanctions.After you...
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28th Jan
Precedents
This Precedent training presentation has been designed as an aid to train your staff on your financial sanctions policy and procedures.The training...
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28th Jan
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted by bribery and corruption.This FAQ...
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12th Jan
Precedents
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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17th Dec
Precedents
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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17th Dec
Precedents
QuestionCorrect answer1. What is fraud?(b) Deliberately using deception or dishonesty to deprive, disadvantage or cause loss to another person or...
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7th Dec
Precedents
How to use this testThese questions are designed to test your understanding following training on fraud prevention.After you have completed this test,...
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7th Dec
Precedents
This presentation has been designed as a training aid that you can use to introduce your staff to fraud prevention and awareness, including property...
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7th Dec

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