menu-search
LEXISNEXIS_ICON4_SIGNINSign-in LEXISNEXIS_ICONS_SUPPORTHelp

Staff training & awareness

View Practice Compliance by content type:

News
Practice notes
Precedents
Q&As

Latest Practice Compliance News

Question of the week: what is the difference between a ‘commonly used electronic format’ and a ‘structured, commonly used, machine readable and interoperable’ format when responding to data subject rights?

Question of the week: what is the difference between a ‘commonly used electronic format’ and a ‘structured, commonly used, machine readable and interoperable’ format when responding to data subject rights?

Question of the week: what is the difference between a ‘commonly used electronic format’ and a ‘structured, commonly used, machine readable and interoperable’ format when responding to data subject rights?

60 UK law firms shut in 2020 by rising insurance costs

60 UK law firms shut in 2020 by rising insurance costs

The following Insurance & Reinsurance news provides comprehensive and up to date legal information on 60 UK law firms shut in 2020 by rising insurance costs

Practice Compliance weekly highlights—6 May 2021

Practice Compliance weekly highlights—6 May 2021

The following Practice Compliance news provides comprehensive and up to date legal information on Practice Compliance weekly highlights—6 May 2021

UK joins US in implementing a global anti-corruption sanctions regime

UK joins US in implementing a global anti-corruption sanctions regime

The following Banking & Finance news provides comprehensive and up to date legal information on UK joins US in implementing a global anti-corruption sanctions regime

Featured Practice Compliance content

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]

The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...

Anti-bribery and corruption for law firms—post-training assessment questions

Anti-bribery and corruption for law firms—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...

Standard contractual clauses—set II—controller to controller (Model Clauses)

Standard contractual clauses—set II—controller to controller (Model Clauses)

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...

Introduction to retained EU law

Introduction to retained EU law

This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...

Practice notes

AML and counter-terrorist financing—source of funds

Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
Read More >
9th Nov
tag iconIn-house
Precedents

Modern slavery: contract clauses

1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
tag iconIn-house
Practice notes

High-risk third countries tracker

This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
Read More >
9th Nov
tag iconIn-house
Practice notes

Active bribery, passive bribery and bribing foreign public officials

The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
Read More >
Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes

What is a solicitor's undertaking?

An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
Read More >
9th Nov
Practice notes

Facilitation payments under the Bribery Act 2010

Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
Read More >
Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Staff training & awareness content

Precedents

Training materials—tax evasion facilitation

The corporate offence of failure to prevent the criminal facilitation of tax evasion is created by the Criminal Finances Act 2017 (CFA 2017), which...
Read More >
31st Mar
Precedents

Anti-slavery training materials—post-training assessment answers

QuestionCorrect answer1. What is slavery?(e) all of the above2. What should organisations play close attention to in order to prevent slavery?(b)...
Read More >
24th Mar
Precedents

Anti-slavery training materials—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at training on anti-slavery.After you have completed...
Read More >
24th Mar
Precedents

Training materials—anti-slavery

This presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and understanding of the Modern...
Read More >
24th Mar
Precedents

Sanctions training record

Please click for an Excel version of this register.GeneralInsert course name/description and reason for training.Course name/descriptio...
Read More >
24th Feb
Precedents

Modern Slavery—warning signs for staff

As an organisation we will maintain clear policies and procedures preventing exploitation and human trafficking, and protecting our workforce and...
Read More >
22nd Feb
Precedents

Mini training aid-avoiding bribery and corruption—charitable and political donations

The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery...
Read More >
14th Feb
Precedents

Mini training aid—avoiding bribery and corruption—Gifts and hospitality

The Bribery Act 2010 came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery committed...
Read More >
14th Feb
Precedents

Staff guide on the offence of participating in activities of an organised crime group

1What’s the issue?1.1The Serious Crime Act 2015 (SCA 2015) introduced a new offence of participating in the activities of an organised crime...
Read More >
14th Feb
Precedents

Tax evasion facilitation—post-training assessment answers

QuestionMultiple choice answers1. Under which Act would [insert organisation name] commit an offence if it fails to prevent the facilitation of tax...
Read More >
14th Feb
Precedents

AML and counter-terrorist financing training materials—post-training ‘red flag’ identification exercise

Scenario A: Politically exposed personYou have been approached by a new client with instructions to assist in the purchase of a football club. The...
Read More >
3rd Feb
Precedents

Financial sanctions—post-training assessment answers

QuestionCorrect answer1. What are financial sanctions?(a) Restrictions on dealings in money and the provision of financial services2. All sanctions in...
Read More >
28th Jan
Precedents

Financial sanctions—post-training assessment questions

How to use this testThese questions are designed to test your understanding following your attendance at our training on financial sanctions.After you...
Read More >
28th Jan
Precedents

Training materials—Financial sanctions

This Precedent training presentation has been designed as an aid to train your staff on your financial sanctions policy and procedures.The training...
Read More >
28th Jan
Precedents

Anti-bribery and corruption—facilitation payments FAQs

We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted by bribery and corruption.This FAQ...
Read More >
12th Jan
Precedents

Crime prevention training aid—post-training assessment questions

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
Read More >
17th Dec
Precedents

Crime prevention training materials—post-training assessment answers

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
Read More >
17th Dec
Precedents

Fraud prevention training materials—post-training assessment answers—law firms

QuestionCorrect answer1. What is fraud?(b) Deliberately using deception or dishonesty to deprive, disadvantage or cause loss to another person or...
Read More >
7th Dec
Precedents

Fraud prevention training materials—post-training assessment questions—law firms

How to use this testThese questions are designed to test your understanding following training on fraud prevention.After you have completed this test,...
Read More >
7th Dec
Precedents

Training materials—fraud prevention—law firms

This presentation has been designed as a training aid that you can use to introduce your staff to fraud prevention and awareness, including property...
Read More >
7th Dec

Popular documents

Contractual damages—pecuniary losses

Contractual damages—pecuniary losses

This Practice Note considers the different categories of contractual damages that may be available for financial loss (pecuniary loss), ie expectation-based damages, reliance-based damages and gains-based damages.For guidance on contractual damages generally, see Practice Note: Contractual

Claims for use and occupation, mesne profits, double rent and double value

Claims for use and occupation, mesne profits, double rent and double value

This Practice Note provides guidance on claims for ‘use and occupation’ or mesne profits, and how and when double rent or double value can be claimed.Claims for use and occupationA claim for use and occupation is possible where there is occupation of land without an express agreement fixing the

Directors’ remuneration

Directors’ remuneration

Company directors are not, by virtue only of their office as director, automatically entitled under company law to remuneration for services as a director or to reimbursement of expenses incurred in rendering such services. Power to pay directors remuneration for their services will need to be

Compulsory winding up of a company—the process and procedure

Compulsory winding up of a company—the process and procedure

STOP PRESS: The Corporate Insolvency and Governance Act 2020 contains provisions which, on a temporary basis (presently until 31 December 2020) impose significant limitations on the ability for a creditor to seek a winding-up order against a company. For further reading, see Practice Note: Corporate