Financial sanctions

View Practice Compliance by content type:

Latest Practice Compliance News

Featured Practice Compliance content

Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
Read More >
9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
Read More >
9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
Read More >
9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
Read More >
9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
Read More >
9th Nov

Most recent Financial sanctions content

Precedents
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
Read More >
25th Jan
Practice notes
On 6 July 2020, the UK introduced its first autonomous sanctions regime under the Sanctions and Anti-Money Laundering Act 2018 (SAMLA 2018). The...
Read More >
Produced in partnership with John Binns of BCL Solicitors LLP 22nd Jan
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
Read More >
20th Jan
Practice notes
ARCHIVED: This Practice Note has been archived and is not maintained.Financial sanctions target behaviour, and have traditionally been aimed...
Read More >
18th Jan
Practice notes
The Sanctions and Anti-Money Laundering Act 2018 (SAMLA 2018) was implemented to ensure the UK has a robust sanctions regime after the UK leaves the...
Read More >
18th Jan
Practice notes
This Practice Note explains the position in the UK at the end of the Brexit implementation period.The financial sanctions regime applies to all law...
Read More >
18th Jan
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
Read More >
Produced in partnership with Roger Matthews of Dentons 18th Jan
Practice notes
This Practice Note sets out the circumstances in which you may be required to report on frozen accounts belonging to designated persons under...
Read More >
14th Jan
Precedents
1General informationDate[Insert date]Name of person completing this response form and action plan[Insert name]Date sanctions breach report form...
Read More >
13th Jan
Practice notes
Financial sanctions target behaviour, and have traditionally been aimed at:•terrorism•nuclear weapons development, and•human rights abuses (see...
Read More >
13th Jan
Practice notes
The financial sanctions regime applies to all law firms. This Practice Note explains what this means for you. It reflects the position post-Brexit....
Read More >
13th Jan
Practice notes
This Practice Note provides guidance on establishing systems and controls to ensure compliance with the financial sanctions regime. It reflects the...
Read More >
13th Jan
Practice notes
The financial sanctions regime remains a myth to some organisations. You need to understand that it applies to you. This brief Practice Note outlines...
Read More >
13th Jan
Practice notes
Lawyers and the companies they advise need to understand what their sanctions risks are in order to develop and implement an appropriate compliance...
Read More >
12th Jan
Precedents
1General informationDate of investigation[Insert date]Person conducting investigation[Insert name]Date sanctions match report form received[Insert...
Read More >
12th Jan
Precedents
1Consider seeking external adviceGiven the complicated nature of most sanctions regimes, the potential for offences to have been committed across...
Read More >
12th Jan
Practice notes
It is important to consider financial sanctions imposed by other jurisdictions and what impact these may have on your business. This Practice Note...
Read More >
12th Jan
Precedents
This Precedent Sanctions breach report register is designed to help you keep a record of suspected sanction brea...
Read More >
12th Jan
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
Read More >
Produced in partnership with Dentons 11th Jan

Popular documents