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Anti-bribery & corruption

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Latest Practice Compliance News

European Union and UK government initiatives on money laundering and terrorism finance

European Union and UK government initiatives on money laundering and terrorism finance

The following Corporate Crime news provides comprehensive and up to date legal information on European Union and UK government initiatives on money laundering and terrorism finance

Practice Compliance weekly highlights—29 July 2021

Practice Compliance weekly highlights—29 July 2021

The following Practice Compliance news provides comprehensive and up to date legal information on Practice Compliance weekly highlights—29 July 2021

How anti-corruption push affects US companies operating abroad

How anti-corruption push affects US companies operating abroad

The following Corporate Crime news provides comprehensive and up to date legal information on How anti-corruption push affects US companies operating abroad

EU seeks to improve data transfers to boost AML fight

EU seeks to improve data transfers to boost AML fight

The following Corporate Crime news provides comprehensive and up to date legal information on EU seeks to improve data transfers to boost AML fight

Featured Practice Compliance content

What is a solicitor's undertaking?

What is a solicitor's undertaking?

What is a solicitor's undertaking?An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the...

SRA Code of Conduct for individuals and firms

SRA Code of Conduct for individuals and firms

SRA Code of Conduct for individuals and firmsThis Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and...

Conflicts of interest 2019

Conflicts of interest 2019

Conflicts of interest 2019Conflicts of interest can cause difficult and serious problems for solicitors and law firms, both from a compliance point of...

Legal Services Board

Legal Services Board

Legal Services BoardThe Legal Services Board (LSB) is the single independent oversight regulator of the legal profession and sector in England and...

Practice notes

AML and counter-terrorist financing—source of funds and source of wealth

AML and counter-terrorist financing—source of funds and source of wealthSource of funds and wealth was a key focus of the SRA’s Preventing Money...
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19th May
tag iconIn-house
Practice notes

The Information Commissioner’s Office (ICO)

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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19th May
Practice notes

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
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19th May
Practice notes

Brexit—exiting the EU under Article 50 [Archived]

Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
tag iconBrexit
Practice notes

SRA Accounts Rules 2019

SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
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19th May
Precedents

Modern slavery: contract clauses

1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
tag iconIn-house
Practice notes

High-risk third countries tracker

High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
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Practice notes

Active bribery, passive bribery and bribing foreign public officials

Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Precedents

Standard contractual clauses for international transfers—set II—controller to controller—ICO templates

In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes

Introduction to retained EU law

Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
tag iconBrexit
Practice notes

Safeguards and information barriers

Safeguards and information barriersProtection of confidential information is fundamental to your relationship with clients, both as a matter of law...
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19th May
Practice notes

Undertakings and the SRA 2019

Undertakings and the SRA 2019What is an undertaking?An undertaking is:•a statement, given orally or in writing, whether or not it includes the word...
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19th May
Practice notes

Duties of confidentiality and disclosure 2019

Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
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19th May
Practice notes

SRA Handbook 2011 [Archived]

SRA Handbook 2011 [Archived]The SRA Handbook 2011 sets out standards and requirements that individual lawyers and firms are expected to achieve and...
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19th May
Precedents

Financial sanctions policy

1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes

Working with European lawyers—the Registered European Lawyer (REL) regime

Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May
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Most recent Anti-bribery & corruption content

Practice notes

Anti-bribery and corruption—staff communication, training and awareness

Anti-bribery and corruption—staff communication, training and awarenessMoJ guidance on the procedures commercial organisations should put in place to...
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31st Jul
Practice notes

Indicators of bribery and corruption

Indicators of bribery and corruptionYou do not have to behave like a police officer but you do have to remain alert to the warning signs of bribery...
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31st Jul
Precedents

Anti-bribery and corruption—evaluation and authorisation of an agent/intermediary arrangement

Anti-bribery and corruption—evaluation and authorisation of an agent/intermediary arrangementGeneralName[Insert name of person conducting...
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31st Jul
Precedents

Anti-bribery and corruption—gifts and hospitality notification form

Anti-bribery and corruption—gifts and hospitality notification formWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents

Gifts and hospitality—government officials FAQs

Gifts and hospitality—government officials FAQsWe run our business[es] with integrity. All of us must work together to ensure our business[es]...
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31st Jul
Precedents

Anti-bribery and corruption—joint ventures and acquisitions FAQs

Anti-bribery and corruption—joint ventures and acquisitions FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents

Anti-bribery and corruption—charitable and political donations FAQs

Anti-bribery and corruption—charitable and political donations FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents

Anti-bribery and corruption—reference request for agent/intermediary

Anti-bribery and corruption—reference request for agent/intermediary1GeneralDate:[Insert date]Name of agent/intermediary:[Insert name]Reference...
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31st Jul
Precedents

Gifts and hospitality policy—government officials

Gifts and hospitality policy—government officialsFrom: [Insert name and job title].We run our business[es] with integrity. All of us must work...
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31st Jul
Precedents

Anti-bribery and corruption—annual review

Anti-bribery and corruption—annual review1General informationDate of review[Insert date]Person(s) conducting review[Insert name]2DataCriteriaIn the...
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31st Jul
Precedents

Anti-bribery and corruption for law firms—post-training assessment answers

Anti-bribery and corruption for law firms—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010...
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31st Jul
Precedents

Anti-bribery and corruption—charitable and political donation approval/rejection flowchart

Anti-bribery and corruption—charitable and political donation approval/rejection flowchartThis Flowchart is to be used to ensure all relevant points...
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31st Jul
Precedents

Anti-bribery and corruption—hospitality decision tree

Anti-bribery and corruption—hospitality decision treeThis hospitality decision tree can help you decide whether or not to offer corporate hospitality....
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31st Jul
Precedents

Anti-bribery and corruption—gift decision tree

Anti-bribery and corruption—gift decision treeThis gift decision tree can help you decide whether or not to offer or accept a corporate gift. If in...
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31st Jul
Precedents

Anti-bribery and corruption—agents and intermediaries FAQs

Anti-bribery and corruption—agents and intermediaries FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents

Mini training aid-avoiding bribery and corruption—charitable and political donations

Mini training aid-avoiding bribery and corruption—charitable and political donationsThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It...
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31st Jul
Precedents

Anti-bribery and corruption—due diligence questionnaire for agent/intermediary

Anti-bribery and corruption—due diligence questionnaire for agent/intermediaryTo be completed by the agent/intermediary.Please complete, sign and...
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31st Jul
Precedents

Whistleblowing report form

Whistleblowing report formReports under the Whistleblowing policy can be made orally or in writing and they may be made anonymously or include the...
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31st Jul
Precedents

Message from CEO reinforcing the anti-bribery and corruption policy

Message from CEO reinforcing the anti-bribery and corruption policyFrom [insert name and job title]Bribery and corruption remain major issues in world...
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31st Jul
Precedents

Anti-bribery and corruption training record

Anti-bribery and corruption training recordPlease click for an Excel version of this register.GeneralInsert course name/description and reason for...
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31st Jul

Popular documents

Issue of redeemable shares

Issue of redeemable shares

Issue of redeemable sharesA limited company that proposes to issue redeemable shares must comply with the provisions of the Companies Act 2006 (CA 2006).Why do companies issue redeemable shares?A company may wish to issue redeemable shares so that it has an alternative way to return surplus capital

No deal Brexit—jurisdiction (UK and the Lugano Convention) [Archived]

No deal Brexit—jurisdiction (UK and the Lugano Convention) [Archived]

No deal Brexit—jurisdiction (UK and the Lugano Convention) [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note has been produced in partnership with Guy Pendell, Liz Williams and Kushal Gandhi of CMS.This Practice Note covers the situation where the UK

Deed of surrender

Deed of surrender

DateD [date]Parties1[name of Landlord] [of OR incorporated in England and Wales with company registration number [number] whose registered office is at] [address] (Landlord)2[name of Tenant] [of OR incorporated in England and Wales with company registration number [number] whose registered office

Negligence—when is the duty of care breached?

Negligence—when is the duty of care breached?

Negligence—when is the duty of care breached?Having established that a duty of care exists (see Practice Note: Negligence—when does a duty of care arise?), it is then necessary to consider whether or not there has been a breach of that duty. This will depend on a number of factors outlined below and