Anti-bribery & corruption

View Practice Compliance by content type:

News
Practice notes
Precedents
Q&As

Sub Topics We Cover

Agents & intermediaries Charitable & political donations Gifts & hospitality Identifying & assessing risks International anti-corruption regulation Joint ventures & acquisitions Monitoring & review Policy & procedures Regulatory regime Staff training & awareness

Latest Practice Compliance News

Export Control Joint Unit announces Syria sanctions amendments and licence revocation

Export Control Joint Unit announces Syria sanctions amendments and licence revocation
Main challenges of EU AI Act-GDPR interplay identified by Member States

Main challenges of EU AI Act-GDPR interplay identified by Member States

The following EU Law news provides comprehensive and up to date legal information on Main challenges of EU AI Act-GDPR interplay identified by Member States

Fess up, or wait and see? SFO policy shift stirs DPA debate

Fess up, or wait and see? SFO policy shift stirs DPA debate

The following Corporate Crime news provides comprehensive and up to date legal information on Fess up, or wait and see? SFO policy shift stirs DPA debate

OFSI announces new and updated General Licences

OFSI announces new and updated General Licences

Featured Practice Compliance content

SRA Code of Conduct for individuals and firms

SRA Code of Conduct for individuals and firms

SRA Code of Conduct for individuals and firmsThis Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and...

Duties of confidentiality and disclosure 2019

Duties of confidentiality and disclosure 2019

Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...

Conflicts of interest 2019

Conflicts of interest 2019

Conflicts of interest 2019Conflicts of interest can cause difficult and serious problems for solicitors and law firms, both from a compliance point of...

Working with foreign lawyers—the Registered Foreign Lawyer (RFL) regime

Working with foreign lawyers—the Registered Foreign Lawyer (RFL) regime

Working with foreign lawyers—the Registered Foreign Lawyer (RFL) regimeThe Solicitors Regulation Authority (SRA) operates a registration regime for...

Practice notes

Undertakings and the court

Undertakings and the courtThis Practice Note explains:•what powers the court has to enforce undertakings•when it is likely to exercise those...
Read More >
2nd Mar
Practice notes

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
Read More >
2nd Mar
Practice notes

Conveyancing Quality Scheme (CQS) practice management standards—Precedents content map

Conveyancing Quality Scheme (CQS) practice management standards—Precedents content mapThe Law Society's Conveyancing Quality Scheme (CQS) is a quality...
Read More >
1st Mar
Practice notes

Acting for yourself, friends and family

Acting for yourself, friends and familyThis Practice Note covers considerations where a law firm wishes to act for one of its own partners or...
Read More >
1st Mar
Practice notes

Money Laundering Regulations 2017—source of funds and source of wealth

Money Laundering Regulations 2017—source of funds and source of wealthSource of funds and wealth was a key focus of the SRA’s Preventing Money...
Read More >
2nd Mar
tag iconIn-house
Practice notes

Pre-employment checks—law firms

Pre-employment checks—law firmsWhile the application form and interview process will give you some assurances as to a candidate's suitability for a...
Read More >
1st Mar
Q&As

What are the ramifications for a solicitor who does not comply with Law Society Formula B undertakings and/or did not hold their client's part of the contract at the point of exchange? If the contract later comes into dispute does an action lie with that solicitor or their firm?

What are the ramifications for a solicitor who does not comply with Law Society Formula B undertakings and/or did not hold their client's part of the...
Read More >
2nd Mar
Q&As

When and how can I terminate my retainer?

When and how can I terminate my retainer?This Q&A is intended for law firms. It deals with when you can terminate your retainer. Incorrectly...
Read More >
2nd Mar
Practice notes

Solicitors Regulation Authority

Solicitors Regulation AuthorityThe Solicitors Regulation authority (SRA) is the independent regulatory arm of the Law Society. It...
Read More >
2nd Mar
Precedents

Risk management policy—law firms

Risk management policy—law firms1Introduction1.1Risk management is central to the regulatory regime under which we operate. [Insert name of firm] is...
Read More >
1st Mar
Practice notes

Money laundering compliance officer—law firms

Money laundering compliance officer—law firmsThis Practice Note is intended for law firms that are subject to the Money Laundering, Terrorist...
Read More >
2nd Mar
Practice notes

Client conflicts in conveyancing or property matters—when can you act?

Client conflicts in conveyancing or property matters—when can you act?There are two types of conflict: own interest conflicts (sometimes called...
Read More >
2nd Mar
Practice notes

Closing a client matter—law firms

Closing a client matter—law firmsClosing a client matter properly is a basic client care, risk management and housekeeping requirement. There are also...
Read More >
1st Mar
Practice notes

Dealing with freelance solicitors

Dealing with freelance solicitorsFrom 25 November 2019, the SRA Standards and Regulations introduced a new method of practising: the freelance...
Read More >
1st Mar
Q&As

What is the ‘risk-based approach’ in relation to anti-money laundering, and what does it mean to me?

What is the ‘risk-based approach’ in relation to anti-money laundering, and what does it mean to me?The risk-based approach (RBA) is a core concept of...
Read More >
2nd Mar
Precedents

Internal suspicious activity report—SAR—form

Internal suspicious activity report—SAR—formThis internal suspicious activity report (SAR) form is intended to make the process of submitting SARs to...
Read More >
1st Mar

Popular documents

Message from CEO reinforcing the anti-bribery and corruption policy

Message from CEO reinforcing the anti-bribery and corruption policyFrom [insert name and job title]Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent them. As many of you will know, our legal obligations to combat them have been substantially

Anti-bribery and corruption policy—for law firms

Anti-bribery and corruption policy—for law firms1Introduction1.1Bribery and corruption remain major issues in world trade, despite the many dedicated efforts to prevent them. They are very damaging to the societies in which they occur. They:1.1.1divert money and other resources from those who need

Anti bribery and corruption Officer—ABC Officer—job description and role profile

Anti bribery and corruption Officer—ABC Officer—job description and role profileAnti-bribery and corruption Officer (ABC Officer) detailsName of organisation[Insert name]Name of ABC Officer[Insert name]Reports to[Insert name]Full time/part time[Insert whether full or part time]Details of any other

Anti-bribery and corruption—gift decision tree

Anti-bribery and corruption—gift decision treeThis gift decision tree can help you decide whether or not to offer or accept a corporate gift. If in doubt, please contact [insert name].NotesNote 1—Secret giftsAny gifts, given or received, must be dealt with openly, not secretly.Note 2—Gifts to