Anti-bribery & corruption

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Practice notes
AML and counter-terrorist financing—source of funds and source of wealthSource of funds and wealth was a key focus of the SRA’s Preventing Money...
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19th May
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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19th May
Practice notes
Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
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19th May
Practice notes
Brexit—exiting the EU under Article 50 [Archived]ARCHIVED: This Practice Note has been archived and is not maintained.This Practice Note contains...
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Produced in partnership with Adam Cygan of University of Leicester 19th May
Practice notes
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
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19th May
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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19th May
Practice notes
High-risk third countries trackerOrganisations caught by the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer)...
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19th May
Practice notes
Active bribery, passive bribery and bribing foreign public officialsThe purpose of this Practice Note is to provide a general understanding of the...
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Produced in partnership with Joanne Kane of Carmelite Chambers 19th May
Precedents
In briefThis precedent links to: •a template created by the UK Information Commissioner’s Office (ICO) of the ‘Set II’ or ‘2004’ EU Standard...
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19th May
Practice notes
Introduction to retained EU lawThis Practice Note provides an introduction to retained EU law. It provides an overview of the key definitions and...
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Produced in partnership with Dr. Kieran Laird of Gowling WLG 19th May
Practice notes
Safeguards and information barriersProtection of confidential information is fundamental to your relationship with clients, both as a matter of law...
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19th May
Practice notes
Undertakings and the SRA 2019What is an undertaking?An undertaking is:•a statement, given orally or in writing, whether or not it includes the word...
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19th May
Practice notes
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
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19th May
Practice notes
SRA Handbook 2011 [Archived]The SRA Handbook 2011 sets out standards and requirements that individual lawyers and firms are expected to achieve and...
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19th May
Precedents
1IntroductionThis financial sanctions policy is designed to ensure we comply with applicable financial sanctions laws made under the UK sanctions...
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19th May
Practice notes
Working with European lawyers—the Registered European Lawyer (REL) regimeAt 11 pm (GMT) on 31 December 2020, the Brexit transition/implementation...
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19th May

Most recent Anti-bribery & corruption content

Practice notes
Anti-bribery and corruption—staff communication, training and awarenessMoJ guidance on the procedures commercial organisations should put in place to...
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31st Jul
Practice notes
Indicators of bribery and corruptionYou do not have to behave like a police officer but you do have to remain alert to the warning signs of bribery...
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31st Jul
Precedents
Anti-bribery and corruption—evaluation and authorisation of an agent/intermediary arrangementGeneralName[Insert name of person conducting...
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31st Jul
Precedents
Anti-bribery and corruption—gifts and hospitality notification formWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents
Gifts and hospitality—government officials FAQsWe run our business[es] with integrity. All of us must work together to ensure our business[es]...
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31st Jul
Precedents
Anti-bribery and corruption—joint ventures and acquisitions FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents
Anti-bribery and corruption—charitable and political donations FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents
Anti-bribery and corruption—reference request for agent/intermediary1GeneralDate:[Insert date]Name of agent/intermediary:[Insert name]Reference...
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31st Jul
Precedents
Gifts and hospitality policy—government officialsFrom: [Insert name and job title].We run our business[es] with integrity. All of us must work...
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31st Jul
Precedents
Anti-bribery and corruption—annual review1General informationDate of review[Insert date]Person(s) conducting review[Insert name]2DataCriteriaIn the...
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31st Jul
Precedents
Anti-bribery and corruption for law firms—post-training assessment answersQuestionCorrect answer1. How many new offences does the Bribery Act 2010...
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31st Jul
Precedents
Anti-bribery and corruption—charitable and political donation approval/rejection flowchartThis Flowchart is to be used to ensure all relevant points...
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31st Jul
Precedents
Anti-bribery and corruption—hospitality decision treeThis hospitality decision tree can help you decide whether or not to offer corporate hospitality....
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31st Jul
Precedents
Anti-bribery and corruption—gift decision treeThis gift decision tree can help you decide whether or not to offer or accept a corporate gift. If in...
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31st Jul
Precedents
Anti-bribery and corruption—agents and intermediaries FAQsWe run our business[es] with integrity. All of us must work together to ensure our...
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31st Jul
Precedents
Mini training aid-avoiding bribery and corruption—charitable and political donationsThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It...
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31st Jul
Precedents
Anti-bribery and corruption—due diligence questionnaire for agent/intermediaryTo be completed by the agent/intermediary.Please complete, sign and...
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31st Jul
Precedents
Whistleblowing report formReports under the Whistleblowing policy can be made orally or in writing and they may be made anonymously or include the...
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31st Jul
Precedents
Message from CEO reinforcing the anti-bribery and corruption policyFrom [insert name and job title]Bribery and corruption remain major issues in world...
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31st Jul
Precedents
Anti-bribery and corruption training recordPlease click for an Excel version of this register.GeneralInsert course name/description and reason for...
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31st Jul

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