Identifying & assessing risks

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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Most recent Identifying & assessing risks content

Precedents
1Introduction1.1We have performed an organisation-wide assessment of the areas where we are most at risk of either offering or accepting bribes.1.2We...
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26th Sep
Practice notes
Your procedures to prevent bribery and corruption must be proportionate to the risks you face and to the nature, scale and complexity of your...
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26th Sep
Practice notes
The Ministry of Justice (MoJ) issued guidance which is formulated around six guiding principles. These principles, particularly principle 3, make it...
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25th Sep

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