Gain critical insights into safeguarding your practice with expert guidance on preventing money laundering, countering terrorism financing, and curbing proliferation funding. Equip yourself with the latest compliance strategies, ensuring your firm adheres to stringent regulatory demands. Navigate the challenges of due diligence, risk assessment, and reporting requirements with confidence.
The National Crime Agency (NCA) has published the UK Financial Intelligence Unit (UKFIU) Suspicious Activity Reports (SARs) Annual Report 2025–26...
This week's edition of Practice Compliance weekly highlights includes coverage of the Global Human Rights and International Humanitarian Law Sanctions...
MLex: Privacy information and routes to exercise data rights have been updated by Anthropic, Apple, Meta and OpenAI following UK regulatory scrutiny,...
The Serious Fraud Office (SFO) has updated its corporate cooperation guidance on self-reporting suspected fraud, bribery and corruption and published...
What is a solicitor's undertaking?An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the...
In what circumstances might a solicitor be able to contact another lawyer's client directly?The current SRA Standards and Regulations (STaR) are...
SRA Code of Conduct for individuals and firmsThis Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and...
Acting for yourself, friends and familyThis Practice Note covers considerations where a law firm wishes to act for one of its own partners or...
Money laundering compliance officer—law firmsThis Practice Note is intended for law firms that are subject to the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692, as amended. It provides guidance on the requirement to
When solicitors administer an estate is it a requirement that, as well as carrying out AML searches on executors, they should also carry out AML searches on the deceased and beneficiaries? If not, is it best practice to do so?You must apply client due diligence (CDD) measures when you:•establish a
What is the difference between an appeal and a review?What is an appeal?An appeal in insolvency proceedings is no different to an appeal in normal litigation. An appeal will be allowed only if the appeal court is satisfied that the decision of the lower court was 'wrong' or 'unjust because of a
Can shares in a limited company that have not been paid-up at all be cancelled?A limited company having a share capital may not alter that share capital, except in the ways listed in section 617 of the Companies Act 2006 (CA 2006). Shares in a company cannot simply be cancelled without following an
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