Nominated officer

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Nominated officer content

Precedents
1Nominated officer detailsName of firm[Insert name]Name of Nominated Officer[Insert name]Reports to[Insert name]Full time/part time[Insert]Details of...
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12th Oct
Q&As
All law firms have a professional obligation to comply with applicable anti-money laundering (AML) legislation, ie the Proceeds of Crime Act 2002...
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9th Oct
Practice notes
This Practice Note sets out when firms must appoint a nominated officer, the duties of the nominated officer and practical steps nominated officers...
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9th Oct
Practice notes
The Proceeds of Crime Act 2002 (POCA 2002) and the Terrorism Act 2000 (TA 2000) impose obligations to report knowledge or suspicions of money...
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9th Oct
Practice notes
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692 set out various...
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2nd Sep

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