Risk assessment

Risk assessment guidance:

1 Introduction 1.1 We have performed a firm-wide assessment of the areas where we are most at risk of involvement in money laundering and/or terrorist financing. This...

Precedents

The money laundering and terrorist financing national risk assessment (NRA) sets out the key money laundering and terrorist financing risks for the UK and identifies how...

Practice Note

This Practice Note explains the regulatory requirement to identify and assess firm-wide risks as set out in the Money Laundering, Terrorist Financing and Transfer of...

Practice Note

STOP PRESS: The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

Practice Note

The SRA’s Anti-money laundering and terrorist financing risk assessment sets out the key money laundering and terrorist financing risks for solicitors. This Practice Note...

Practice Note