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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Staff training & awareness content

Practice notes
STOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It awaits approval by HM Treasury and any content...
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5th May
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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30th Apr
Precedents
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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29th Mar
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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18th Feb
Precedents
QuestionAnswers1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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18th Feb
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
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18th Feb
Precedents
Scenario A: Politically exposed personYou have been approached by a new client with instructions to assist in the purchase of a football club. The...
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3rd Feb
Q&As
This Q&A describes red flag indicators for matters involving virtual assets, as set out in the Financial Action Task Force (FATF) report ‘Virtual...
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7th Dec
Precedents
What is money laundering?Money laundering is the process through which the proceeds of crime and their true origin and ownership are changed so that...
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7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
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7th Dec
Precedents
QuestionAnswers1. Which Act(s) create(s) obligations to report knowledge or suspicions of money laundering and terrorist financing?(c) Both (a) and...
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7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
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7th Dec
Precedents
QuestionAnswer1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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7th Dec
Precedents
QuestionAnswers1. Which of these is not part of our client due diligence (CDD) process?(b) Sending the client our anti-money laundering and...
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7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
Read More >
7th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
7th Dec
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
Read More >
7th Dec
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
Read More >
7th Dec
Precedents
The law and red flagsCircle the correct answer.QuestionMultiple choice answers1. What is money laundering?(a) The process through which proceeds of...
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7th Dec
Precedents
Scenario A: Politically exposed personYou have been approached by a new client with instructions to assist in the purchase of a football club. The...
Read More >
7th Dec

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