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Latest Practice Compliance News

Examining the Network and Information Systems Regulations 2018

Examining the Network and Information Systems Regulations 2018

The following Energy news provides comprehensive and up to date legal information on Examining the Network and Information Systems Regulations 2018

Coronavirus (COVID-19), force majeure and frustration—Key legal principles and industry implications

Coronavirus (COVID-19), force majeure and frustration—Key legal principles and industry implications

The following Banking & Finance news provides comprehensive and up to date legal information on Coronavirus (COVID-19), force majeure and frustration—Key legal principles and industry implications

Lexis®PSL Practice Compliance monthly highlights—March 2017

Lexis®PSL Practice Compliance monthly highlights—March 2017

The following Practice Compliance news provides comprehensive and up to date legal information on Lexis®PSL Practice Compliance monthly highlights—March 2017

City workers arrested in £6m COVID-19 loan fraud probe

City workers arrested in £6m COVID-19 loan fraud probe

The following Corporate Crime news provides comprehensive and up to date legal information on City workers arrested in £6m COVID-19 loan fraud probe

Featured Practice Compliance content

Facilitation payments under the Bribery Act 2010

Facilitation payments under the Bribery Act 2010

Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...

What is a solicitor's undertaking?

What is a solicitor's undertaking?

An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...

Active bribery, passive bribery and bribing foreign public officials

Active bribery, passive bribery and bribing foreign public officials

The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...

High-risk third countries tracker

High-risk third countries tracker

This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...

Precedents

Modern slavery: contract clauses

1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
tag iconIn-house
Practice notes

AML and counter-terrorist financing—source of funds

Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
tag iconIn-house
Practice notes

Introduction to retained EU law

This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
tag iconBrexit
Precedents

Standard contractual clauses—set II—controller to controller (Model Clauses)

DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents

Anti-bribery and corruption for law firms—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes

Compliance officer for legal practice—COLP—title and duties 2011 [Archived]

The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Training content

Precedents

Financial sanctions—post-training assessment answers

QuestionCorrect answer1. What are financial sanctions?(a) Restrictions on dealings in money and the provision of financial services2. All sanctions in...
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27th Jan
Precedents

Financial sanctions—post-training assessment questions

How to use this testThese questions are designed to test your understanding following your attendance at our training on financial sanctions.After you...
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27th Jan
Precedents

Training materials—Financial sanctions

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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27th Jan
Precedents

Training materials—data and information protection for staff

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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21st Jan
Precedents

Training materials—tax evasion facilitation

The corporate offence of failure to prevent the criminal facilitation of tax evasion is created by the Criminal Finances Act 2017 (CFA 2017),which...
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21st Jan
Precedents

Training materials—anti-slavery

This presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and understanding of the Modern...
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21st Jan
Precedents

Crime prevention training aid—post-training assessment questions

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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17th Dec
Precedents

Crime prevention training materials—post-training assessment answers

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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17th Dec
Practice notes

The competence regime

IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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17th Dec
Precedents

Mini training aid—property and mortgage fraud prevention

STOP PRESS: The SRA Standards and Regulations (also known as the ‘StaRs’) are in force from 25 November 2019. They replace the SRA Handbook 2011. Key...
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17th Dec
Practice notes

How to assess, maintain and monitor competence

The SRA’s continuing competence regime has been mandatory since November 2016, replacing the previous hours-based CPD regime.The continuing competence...
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7th Dec
Precedents

Training materials—breach reporting 2019—law firms

This Precedent presentation is intended for law firms. It has been designed as an aid to train your staff on breach reporting obligations under the...
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7th Dec
Precedents

Fraud prevention training materials—post-training assessment answers—law firms

QuestionCorrect answer1. What is fraud?(b) Deliberately using deception or dishonesty to deprive, disadvantage or cause loss to another person or...
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7th Dec
Precedents

Fraud prevention training materials—post-training assessment questions—law firms

How to use this testThese questions are designed to test your understanding following training on fraud prevention.After you have completed this test,...
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7th Dec
Precedents

Training materials—fraud prevention—law firms

This presentation has been designed as a training aid that you can use to introduce your staff to fraud prevention and awareness, including property...
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7th Dec
Precedents

Training materials—SRA Code of Conduct for Solicitors, RELs and RFLs—law firms

The SRA Standards and Regulations are in force from 25 November 2019. They include two new Codes of Conduct, one for firms and one for solicitors,...
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7th Dec
Precedents

Training materials—SRA Standards and Regulations

The SRA Standards and Regulations are in force from 25 November 2019. This presentation has been designed as a training aid that you can use to...
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7th Dec
Precedents

An introduction to compliance 2019—law firms—post-training assessment answers

QuestionCorrect answer1. As a SRA-regulated law firm, what do we have to comply with? (c) SRA Standards and Regulations and any other applicable...
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7th Dec
Precedents

An introduction to compliance 2019—law firms—post-training assessment questions

How to use this testThese questions are designed to test your understanding after your attendance at our training on an introduction to...
Read More >
7th Dec
Precedents

Training materials—an introduction to compliance 2019—law firms

The SRA Standards and Regulations are in force from 25 November 2019. This presentation has been designed as a training aid that you can use to...
Read More >
7th Dec

Popular documents

LEXISNEXIS

The pari passu principle and collection remedies for the office-holder—the position under the Insolvency (England and Wales) Rules 2016

The primary function of office-holders in personal and corporate insolvency is to collect in the assets belonging to a company or individual and to distribute these to the company's or individual's creditors. Office-holders have various duties and powers in order to ensure that they do this. For

LEXISNEXIS

Quia timet injunctions

What is quia timet relief?Injunctions are generally awarded where a party has already suffered a wrong. For guidance on injunctions generally, see Practice Note: Injunctions—guiding principles. However, an injunction may be sought before a party's rights have been infringed on the basis that they

LEXISNEXIS

Issue estoppel

Issue estoppel is a sub-species of the res judicata doctrine (see Practice Note: The doctrine of res judicata). In addition to the general key requirements for establishing a res judicata (see Practice Note: Key requirements to establish a res judicata), this Practice Note considers the specific

LEXISNEXIS

Third party rights—the common law doctrine of privity of contract

This Practice Note discusses the common law doctrine of privity of contract; the equitable and statutory exceptions to it; how the doctrine affects enforcing a contract against a third party and what happens when, notwithstanding the lack of privity, a contract has an indirect effect on a third