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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Training content

Practice notes
The competence regimeUnder the SRA Standards and Regulations:•solicitors, registered European lawyers (RELs) and registered foreign lawyers (RFLs)...
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15th May
Practice notes
How to assess, maintain and monitor competenceThe SRA’s continuing competence regime has been mandatory since November 2016, replacing the previous...
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15th May
Precedents
Mini training aid—AML—CDD—law firmsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be...
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11th May
Precedents
This presentation has been designed as a training aid that you can use to introduce your staff to property and mortgage fraud prevention and awareness...
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30th Apr
Precedents
This presentation has been designed as an aid to train your staff on your Equality and diversity policy.The training materials are customisable.This...
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13th Apr
Precedents
The corporate offence of failure to prevent the criminal facilitation of tax evasion is created by the Criminal Finances Act 2017 (CFA 2017), which...
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31st Mar
Precedents
This presentation has been designed as an aid to train your staff on your policy and their duties in relation to conflicts of interest,...
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30th Mar
Precedents
This presentation has been designed as a training aid that you can use to introduce your staff to the SRA Standards and Regulations and the maze of...
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29th Mar
Precedents
QuestionCorrect answer1. What is slavery?(e) all of the above2. What should organisations play close attention to in order to prevent slavery?(b)...
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24th Mar
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-slavery.After you have completed...
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24th Mar
Precedents
This presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and understanding of the Modern...
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24th Mar
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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18th Feb
Precedents
QuestionAnswers1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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18th Feb
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
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18th Feb
Precedents
The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery...
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14th Feb
Precedents
The Bribery Act 2010 came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery committed...
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14th Feb
Precedents
QuestionMultiple choice answers1. Under which Act would [insert organisation name] commit an offence if it fails to prevent the facilitation of tax...
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14th Feb
Precedents
This Precedent presentation has been designed as an aid to train your staff on the general principles of data and information protection and how to...
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11th Feb
Precedents
Scenario A: Politically exposed personYou have been approached by a new client with instructions to assist in the purchase of a football club. The...
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3rd Feb
Precedents
QuestionCorrect answer1. What are financial sanctions?(a) Restrictions on dealings in money and the provision of financial services2. All sanctions in...
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28th Jan

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