Scenario A: Politically exposed person You have been approached by a new client with instructions to assist in the purchase of a football club. The client is a high net...
Scenario A: Politically exposed person You have been approached by a new client with instructions to assist in the purchase of a football club. The client is a high net...
The law and red flags Circle the correct answer. QuestionMultiple choice answers 1. What is money laundering?(a) The process through which proceeds of crime and their...
How to use this test These questions are designed to test your understanding after your attendance at training on anti-money laundering and counter-terrorist financing....
QuestionCorrect answer 1. As a SRA-regulated law firm, what do we have to comply with? (c) SRA Standards and Regulations and any other applicable legislation and rules...
How to use this test These questions are designed to test your understanding after your attendance at our training on an introduction to compliance. After you have...
QuestionCorrect answer 1. How many new offences did the Bribery Act 2010 create? (b) Four 2. What is the ‘bribing another person’ offence? (c) Offering or giving...
How to use this test These questions are designed to test your understanding after your attendance at our training on avoiding bribery and corruption. After you have...
QuestionCorrect answer 1. What is slavery?(e) all of the above 2. What should organisations play close attention to in order to prevent slavery?(b) supply chain and...
How to use this test These questions are designed to test your understanding after your attendance at training on anti-slavery. After you have completed this test, please...
How to use this test These questions are designed to test your understanding after your attendance at training on crime prevention. After you have completed this test,...
QuestionCorrect answer 1. What does ‘SAR’ stand for?(b) Suspicious Activity Report 2. Under what Act do you have an obligation to report suspicions of money...
QuestionCorrect answer 1. Financial sanctions are restrictions on activity, but in relation to what?(d) All of the above 2. The UK law on financial sanctions is governed...
How to use this test These questions are designed to test your understanding following your attendance at our training on financial sanctions. After you have completed...
QuestionCorrect answer 1. What is fraud?(b) Deliberately using deception or dishonesty to deprive, disadvantage or cause loss to another person or business, usually for...
How to use this test These questions are designed to test your understanding following training on fraud prevention. After you have completed this test, please return it...
The SRA’s continuing competence regime has been mandatory since November 2016, replacing the previous hours-based CPD regime. The continuing competence regime requires...
The training materials are customisable. This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this page. Click the link...
QuestionAnswers 1. Which of these is not part of our client due diligence (CDD) process?(b) Sending the client our anti-money laundering and counter-terrorism financing...
How to use this test These questions are designed to test your understanding after your attendance at training on anti-money laundering and counter-terrorist...
The training materials are customisable. This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this page. Click the link...
QuestionAnswer 1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the proceeds appear...
How to use this test These questions are designed to test your understanding after your attendance at training on anti-money laundering and counter-terrorist...
The training materials are customisable. This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this page. Click the link...
QuestionAnswers 1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the proceeds appear...
How to use this test These questions are designed to test your understanding after your attendance at training on anti-money laundering and counter-terrorist...