Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
Training materials—data protection and information security protection for staffThis Precedent presentation has been designed as an aid to train your...
Training materials—anti-slaveryThis presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and...
Mini training aid—AML—reporting suspicions—post-training assessment questions—law firmsHow to use this testThese questions are designed to test your...
Mini training aid-avoiding bribery and corruption—charitable and political donationsThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It...
Training materials—anti-bribery and corruption for law firmsThe Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business...
Training materials—fraud prevention—law firmsThis presentation has been designed as a training aid that you can use to introduce your staff to fraud...
AML and counter-terrorist financing training materials—post-training ‘red flag’ identification exerciseScenario A: Politically exposed personYou have...
Mini training aid—avoiding bribery and corruption—Gifts and hospitalityThe Bribery Act 2010 came into force on 1 July 2011. It applies to any business...
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