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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
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9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
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Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Training materials content

Precedents
Mini training aid—AML—CDD—law firmsThe training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be...
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11th May
Precedents
This presentation has been designed as a training aid that you can use to introduce your staff to property and mortgage fraud prevention and awareness...
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30th Apr
Precedents
This presentation has been designed as an aid to train your staff on your Equality and diversity policy.The training materials are customisable.This...
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13th Apr
Precedents
The corporate offence of failure to prevent the criminal facilitation of tax evasion is created by the Criminal Finances Act 2017 (CFA 2017), which...
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31st Mar
Precedents
This presentation has been designed as an aid to train your staff on your policy and their duties in relation to conflicts of interest,...
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30th Mar
Precedents
This presentation has been designed as a training aid that you can use to introduce your staff to the SRA Standards and Regulations and the maze of...
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29th Mar
Precedents
QuestionCorrect answer1. What is slavery?(e) all of the above2. What should organisations play close attention to in order to prevent slavery?(b)...
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24th Mar
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-slavery.After you have completed...
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24th Mar
Precedents
This presentation has been designed as an aid to train your staff on anti-slavery and ensure they have an awareness and understanding of the Modern...
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24th Mar
Precedents
The training materials are customisable.This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this...
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18th Feb
Precedents
QuestionAnswers1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the...
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18th Feb
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at training on anti-money laundering and...
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18th Feb
Precedents
The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery...
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14th Feb
Precedents
The Bribery Act 2010 came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery committed...
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14th Feb
Precedents
QuestionMultiple choice answers1. Under which Act would [insert organisation name] commit an offence if it fails to prevent the facilitation of tax...
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14th Feb
Precedents
This Precedent presentation has been designed as an aid to train your staff on the general principles of data and information protection and how to...
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11th Feb
Precedents
Scenario A: Politically exposed personYou have been approached by a new client with instructions to assist in the purchase of a football club. The...
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3rd Feb
Precedents
QuestionCorrect answer1. What are financial sanctions?(a) Restrictions on dealings in money and the provision of financial services2. All sanctions in...
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28th Jan
Precedents
How to use this testThese questions are designed to test your understanding following your attendance at our training on financial sanctions.After you...
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28th Jan
Precedents
This Precedent training presentation has been designed as an aid to train your staff on your financial sanctions policy and procedures.The training...
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28th Jan

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