Training materials

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Scenario A: Politically exposed person You have been approached by a new client with instructions to assist in the purchase of a football club. The client is a high net...

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Scenario A: Politically exposed person You have been approached by a new client with instructions to assist in the purchase of a football club. The client is a high net...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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QuestionCorrect answer 1. As a SRA-regulated law firm, what do we have to comply with? (c) SRA Standards and Regulations and any other applicable legislation and rules...

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How to use this test These questions are designed to test your understanding after your attendance at our training on an introduction to compliance. After you have...

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QuestionCorrect answer 1. How many new offences did the Bribery Act 2010 create? (b) Four 2. What is the ‘bribing another person’ offence? (c) Offering or giving...

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How to use this test These questions are designed to test your understanding after your attendance at our training on avoiding bribery and corruption. After you have...

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QuestionCorrect answer 1. What is slavery?(e) all of the above 2. What should organisations play close attention to in order to prevent slavery?(b) supply chain and...

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How to use this test These questions are designed to test your understanding after your attendance at training on anti-slavery. After you have completed this test, please...

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How to use this test These questions are designed to test your understanding after your attendance at training on crime prevention. After you have completed this test,...

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QuestionCorrect answer 1. What does ‘SAR’ stand for?(b) Suspicious Activity Report 2. Under what Act do you have an obligation to report suspicions of money...

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QuestionCorrect answer 1. Financial sanctions are restrictions on activity, but in relation to what?(d) All of the above 2. The UK law on financial sanctions is governed...

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How to use this test These questions are designed to test your understanding following your attendance at our training on financial sanctions. After you have completed...

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QuestionCorrect answer 1. What is fraud?(b) Deliberately using deception or dishonesty to deprive, disadvantage or cause loss to another person or business, usually for...

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How to use this test These questions are designed to test your understanding following training on fraud prevention. After you have completed this test, please return it...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

Precedents

STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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The training materials are customisable. This training pack has been prepared in PowerPoint and therefore cannot be downloaded to Word from this page. Click the link...

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QuestionAnswers 1. What is money laundering?(a) The process through which proceeds of crime and their true origin and ownership are changed so that the proceeds appear...

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How to use this test These questions are designed to test your understanding after your attendance at training on anti-money laundering and counter-terrorist...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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STOP PRESS:The Fifth Money Laundering Directive (5MLD) came into force on 9 July 2018 and EU Member States have until 10 January 2020 to give effect in national law to...

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The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery committed by the...

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The Bribery Act 2010 (BA 2010) came into force on 1 July 2011. It applies to any business that is incorporated or trades in the UK. It covers bribery committed by the...

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