This practice note covers the regulatory requirements that must be observed to minimise any events that could affect your firm’s financial stability....
Client moneyThe funds are client money, as they were received in relation to regulated services delivered by you to a client, and thus should be held...
1This document sets out our [accounting OR finance] systems and controls for fee earners and support staff.2Basic principles2.1We have an overriding...
1Introduction1.1This document sets out our policy for paying interest where we hold money in client account for a:1.1.1client1.1.2person funding all...
This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019, together with supporting...
The SRA AR 2011 require specific authority for a withdrawal from client account by an appropriate person. This practice note aims to help you consider...
This Practice Note explains the requirements of the SRA Accounts Rules 2011 for dealing with residual balances on client account. For guidance on the...
This Practice Note looks at some of the more common problem areas in the detailed application of the SRA Accounts Rules 2011 (SRA AR 2011) which can...
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