Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
We maintain a central register of money held outside of client account under Rule 14. In some instances, money which would normally be held outside of...
Client account withdrawals 2019—law firmsThis Practice Note sets out the requirements of the SRA Accounts Rules 2019, in force from 25 November 2019,...
Cheque signatories and withdrawals from client account 2011 [Archived]The SRA AR 2011 require specific authority for a withdrawal from client account...
Procedure for client account withdrawalsMoney can be withdrawn from client account in different ways, eg by cash, cheque, BACS or simply transferring...
Accounts manual for accounts or finance team—law firms 20191IntroductionThis document sets out our [accounting OR finance] systems and controls. Any...
Register of approved signatoriesThe following table contains a register of people who are approved to sign on client account, including a description...
Accounts manual for staff—law firms 20191Introduction1.1This accounts manual sets out our [accounting OR finance] systems and controls for fee earners...
Client account withdrawals—annual reviewA: General informationDate of annual reviewPerson(s) conducting annual reviewB: Review and findingsDo you need...
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