Compliance officer for legal practice—COLP—title and duties 2011 [Archived]The compliance officer for legal practice (COLP) sits at the heart of the...
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
Duties of confidentiality and disclosure 2019The protection of confidential information is a fundamental feature of the solicitor-client relationship...
SRA Accounts Rules 2019This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019,...
We maintain a central register of money held outside of client account under Rule 14. In some instances, money which would normally be held outside of...
Is a client entitled to see a copy of their client account ledger and/or and any payments made from office account?From an accounts rules perspective,...
Am I allowed to transfer my seller client’s sale proceeds from a client account to a third party firm of solicitors directly in relation to a matter...
Basic account procedures 2011 [Archived]This Practice Note sets basic accounts procedures firms are expected to implement and is drawn from:•the SRA...
Accounts procedures—regulatory requirements 2011 [Archived]The overarching objective of the Accounts Rules is to keep client money safe. Except when...
Accounts manual for accounts or finance team—law firms 20191IntroductionThis document sets out our [accounting OR finance] systems and controls. Any...
Accounts manual for staff—law firms 20191Introduction1.1This accounts manual sets out our [accounting OR finance] systems and controls for fee earners...
Accounts procedures for fee earners and support staff 2011 [Archived]1This document sets out our [accounting OR finance] systems and controls for fee...
Training materials—accounts procedures for non-finance staff 2019—law firmsThe SRA Standards and Regulations are in force from 25 November 2019. They...
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