Accounts procedures

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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Practice notes
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Precedents
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Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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Practice notes
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Most recent Accounts procedures content

Practice notes
This Practice Note sets out the requirements of the SRA Accounts Rules 2019 (the 2019 Rules), in force from 25 November 2019, together with supporting...
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3rd Nov
Precedents
1IntroductionThis document sets out our [accounting OR finance] systems and controls. Any person working in the firm’s [Accounts OR Finance]...
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9th Oct
Precedents
1Introduction1.1This accounts manual sets out our [accounting OR finance] systems and controls for fee earners and other non-[accounts OR finance]...
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9th Oct
Q&As
You must not provide banking facilities through a client account. Payments into, and transfers or withdrawals from, a client account must be in...
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29th Sep
Q&As
Rule 21.1 of the Solicitors Regulation Authority Accounts Rules 2011 (SRA AR 2011) does permit an authority for withdrawals from client account to be...
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Produced in partnership with Sarah Charlton of ILFM 28th Sep
Q&As
From an accounts rules perspective, the Solicitors Regulation Authority is silent on this specific point, but the Law Society considers accounting...
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Produced in partnership with Sarah Charlton of ILFM 28th Sep
Q&As
The overarching objective of the SRA Accounts Rules 2019 is to keep client money safe.Client money must be:•paid into a client account promptly•held...
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28th Sep
Practice notes
This Practice Note sets basic accounts procedures firms are expected to implement and is drawn from:•the SRA Accounts Rules 2011 (SRA AR 2011)•SRA...
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27th Sep
Practice notes
The overarching objective of the Accounts Rules is to keep client money safe. Except when the rules provide otherwise, you must:•keep other people's...
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27th Sep
Precedents
1This document sets out our [accounting OR finance] systems and controls for fee earners and support staff.2Basic principles2.1We have an overriding...
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26th Sep
Precedents
1This document sets out our [accounting OR finance] systems and controls. Any person working in the firm’s [Accounts OR Finance] department must...
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26th Sep
Precedents
This presentation has been designed as an aid to train your fee earners and support staff on accounts procedures.The training materials are...
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26th Sep
Precedents
The SRA Standards and Regulations are in force from 25 November 2019. They include new Accounts Rules, which are simpler and less comprehensive than...
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26th Sep
Practice notes
This Practice Note sets out the requirements of the SRA Accounts Rules 2019, in force from 25 November 2019, regarding client accounting procedures...
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25th Sep

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