Understand the essential principles of ethical legal practice, with expert guidance on managing conflicts of interest, ensuring confidentiality, and handling disclosures meticulously. Equip yourself to uphold professional standards and sustain client trust while adhering to best practices and regulatory requirements crucial for effective compliance.
The Solicitors Regulation Authority (SRA) has confirmed that proposed rules requiring the separation of compliance roles from roles carrying...
The Financial Conduct Authority (FCA) is consulting on changes to its Financial Crime Guide to help firms strengthen their systems and controls....
The Solicitors Regulation Authority (SRA) has published its anti-money laundering annual report 2025–26, highlighting improvements in law firms’...
This week's edition of Practice Compliance weekly highlights includes the extension of global human rights and international humanitarian law...
What is a solicitor's undertaking?An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the...
In what circumstances might a solicitor be able to contact another lawyer's client directly?The current SRA Standards and Regulations (STaR) are...
SRA Code of Conduct for individuals and firmsThis Practice Note provides guidance on the SRA Codes of Conduct, contained in the SRA Standards and...
Acting for yourself, friends and familyThis Practice Note covers considerations where a law firm wishes to act for one of its own partners or...
If an email is sent to you in error by an opposing party’s solicitor, what obligations does one have to notify the client of its contents? If there is no duty to disclose the contents to the client, is there a duty to let them know that the email has been received but deleted?SRA standards and
Conflicts of interest—law firms and solicitorsConflicts of interest can cause difficult and serious problems for solicitors and law firms, both from a compliance point of view and in your client relationships. If a conflict of interest arises, or there is a risk of one arising in the course of your
Duties of confidentiality and disclosureThe protection of confidential information is a fundamental feature of the solicitor-client relationship and a core professional principle. Solicitors also have a duty to disclose to their clients information of which they are aware and which is material to
If a beneficiary signs a deed of disclaimer of their share of an estate and the estate pays their legal fees, will that count as a PET against their estate?A disclaimer is the refusal of a gift prior to acceptance. The refusal of the gift must take place before the beneficiary accepts any benefit
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