Conflicts of interest

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Conflicts of interest content

Practice notes
In any insolvency situation, there are a number of parties involved that require legal advice and, in certain circumstances, parties with common...
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6th Apr
Precedents
Conflicts of interest policy1Policy statement1.1It is the policy of [firm name] (‘the firm’) to conduct our business in compliance with the highest...
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6th Apr
Precedents
This presentation has been designed as an aid to train your staff on your policy and their duties in relation to conflicts of interest,...
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30th Mar
Q&As
In Royal Bank of Scotland v Etridge, the House of Lords confirmed that in a case where a wife is being asked to stand surety for her husband’s debts,...
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15th Feb
Q&As
We are not aware of any guidance from either the Law Society or the Solicitors Regulation Authority (SRA) on this particular point, but the SRA...
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15th Feb
Precedents
Thank you for your instructions to act on [insert description of matter]. We have written to you separately with a [client care OR engagement] letter...
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14th Feb
Precedents
A: General informationDate of reviewPerson(s) conducting reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]In the last 12...
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14th Feb
Precedents
1Introduction1.1Failure to properly identify and manage conflicts, confidentiality and disclosure issues can have serious consequences for a law firm,...
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14th Feb
Precedents
Information barrier plan prepared by[insert name]Information barrier plan prepared by[insert name of partner and/or COLP]Date[insert date]A: Client...
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14th Feb
Precedents
The table below shows a range of different conflict and confidentiality situations we may encounter. It can be used to help decide whether we can act...
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14th Feb
Precedents
A: General informationDate of annual reviewPerson(s) conducting annual reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]In the...
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14th Feb
Precedents
The table below shows a range of different conflict and confidentiality situations we may encounter. It can be used to help decide whether we can act...
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14th Feb
Precedents
Our Conflicts, confidentiality and disclosure policy sets out our general position on when we can act in conflict situations. We also issue guidelines...
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14th Feb
Precedents
Our Conflicts, confidentiality and disclosure policy sets out our general position on when we can act in conflict situations. We also issue guidelines...
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14th Feb
Precedents
Please click for an Excel version of this register.This register records decisions made to accept or reject instructions where a fee earner has...
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14th Feb
Precedents
This conflicts and confidentiality decision tree works through the conflicts and confidentiality requirements in the SRA Code of Conduct 2011 to help...
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14th Feb
Precedents
The firm's Conflicts, confidentiality and disclosure policy sets out our general position on when we can act in conflict situations. We also issue...
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14th Feb
Practice notes
There are two types of conflict: own interest conflicts and client conflicts of interest. This Practice Note explains when you can act if there is or...
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15th Jan
Practice notes
There are two types of conflict: own interest conflicts (sometimes called solicitor-client conflicts) and client conflicts of interest. This Practice...
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15th Jan
Practice notes
Protection of confidential information is fundamental to your relationship with clients, both as a matter of law and as a matter of conduct. This duty...
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15th Jan

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