1 Establishment of independent audit function The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017, SI 2017/692...
The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR 2017), SI 2017/692 introduced a new requirement for...
1 General information Person(s) conducting audit[Insert names of applicable members of independent audit team] Dates of auditFrom [insert date] to [insert date]...
Forthcoming changes: The UK has voted to leave the EU and this will take place on exit day as defined in section 20 of the European Union (Withdrawal) Act 2018. This has...
1 Preparing for the audit This section sets out a checklist of issues to be addressed pre-audit. ActionCompletedComments/action points Obtain copy of firm-wide anti-money...
Forthcoming changes: The UK has voted to leave the EU and this will take place on exit day as defined in section 20 of the European Union (Withdrawal) Act 2018. This has...