Reporting suspicions

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Reporting suspicions content

Practice notes
You have a strict duty to keep the affairs of your clients confidential. The circumstances in which you can disclose information about your client are...
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23rd Oct
Practice notes
There are several offences of tipping-off and prejudicing an investigation that apply to the regulated sector. There is also an offence of prejudicing...
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19th Oct
Q&As
The Money Laundering and Terrorist Financing (Amendment) Regulations 2019 (MLR 2019), SI 2019/1511 which implement the provisions of the Fifth Money...
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Produced in partnership with Peter Steel of Augury Consulting Limited 13th Oct
Q&As
Client due diligence (CDD) and suspicious activity reporting are central pillars of the anti-money laundering (AML)/counter-terrorist financing...
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9th Oct
Practice notes
The Proceeds of Crime Act 2002 (POCA 2002) and the Terrorism Act 2000 (TA 2000) impose obligations to report knowledge or suspicions of money...
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9th Oct
Q&As
Adrian Maxwell, leading financial crime barrister considers the key challenges and concerns for probate lawyers discovering benefit fraud or any other...
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28th Sep
Q&As
Reporting suspicions of money laundering or terrorist financing is central to the anti-money laundering (AML)/counter-terrorist financing system. This...
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28th Sep
Q&As
Duty of confidentialityProtection of confidential information is fundamental to your relationship with clients, both as a matter of law and as a...
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28th Sep
Precedents

This Precedent Register of superSAR requests and responses can be used to keep a record

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28th Sep
Precedents

This Precedent Suspicious activity report register can help you keep comprehen

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27th Sep
Precedents
1General detailsInternal SAR reference number[Insert internal SAR reference number]Customer/client name[Insert customer/client name]Date[Insert...
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26th Sep
Precedents
SAR Reference Number:[insert number](nominated officer use only)A record of this Suspicious Activity Report (SAR) will be kept by the nominated...
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26th Sep
Precedents
1General detailsDate[Insert date]Customer/client name (if applicable)[Insert customer/client name]Name and job title of person completing this...
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26th Sep
Precedents
Parties, issues and circumstancesLexatur LLP is a firm of solicitors instructed by KMF (UK) Limited (KMF) to undertake legal work associated with...
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26th Sep
Practice notes
This Practice Note contains a table with some specific examples of where legal professional privilege (LPP) and privileged circumstances are likely to...
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25th Sep
Practice notes
Issues of confidentiality arise in two different respects in terms of suspicious activity reports (SARs):•your duty of confidentiality to the...
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25th Sep
Practice notes
This Practice Note deals with the amendments to the Proceeds of Crime Act 2002 (POCA 2002) by the Criminal Finances Act 2017 (CFA 2017). Specifically,...
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25th Sep

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