Reporting suspicions

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Reporting suspicions content

Practice notes
This Practice Note reflects draft Legal Sector Affinity Group (LSAG) AML guidance, published on 20 January 2021. It awaits HM Treasury approval. Note...
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13th Apr
Practice notes
IP COMPLETION DAY: 11pm (GMT) on 31 December 2020 marks the end of the Brexit transition/implementation period entered into following the UK’s...
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Produced in partnership with Michael Potts of Byrne and Partners LLP 9th Apr
Practice notes
There are several offences of tipping-off and prejudicing an investigation that apply to the regulated sector. There is also an offence of prejudicing...
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19th Feb
Q&As
Failing to account properly for Value Added Tax (VAT) may be a criminal offence. Under section 72(1) of the Value Added Tax Act 1994, if any person is...
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Produced in partnership with Peter Steele of Bevan Brittan LLP 15th Feb
Q&As
Duty of confidentialityProtection of confidential information is fundamental to your relationship with clients, both as a matter of law and as a...
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15th Feb
Precedents
1General detailsDate[Insert date]Customer/client name (if applicable)[Insert customer/client name]Name and job title of person completing this...
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5th Feb
Practice notes
This document reflects draft Legal Sector Affinity Group (LSAG) AML guidance, published on 20 January 2021. It awaits HM Treasury approval. Note that...
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4th Feb
Q&As
STOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It awaits approval by HM Treasury and any content...
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28th Jan
Precedents
STOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It awaits approval by HM Treasury and any content...
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28th Jan
Practice notes
STOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It awaits approval by HM Treasury and any content...
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28th Jan
Practice notes
Issues of confidentiality arise in two different respects in terms of suspicious activity reports (SARs):•your duty of confidentiality to the...
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15th Jan
Precedents
Parties, issues and circumstancesLexatur LLP is a firm of solicitors instructed by KMF (UK) Limited (KMF) to undertake legal work associated with...
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Produced in partnership with Jonathan Fisher QC of Red Lion Chambers and Bright Line Law 8th Jan
Q&As
The Money Laundering and Terrorist Financing (Amendment) Regulations 2019 (MLR 2019), SI 2019/1511 which implement the provisions of the Fifth Money...
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Produced in partnership with Peter Steel of Augury Consulting Limited 8th Jan
Precedents

This Precedent Suspicious activity report register can help you keep comprehen

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6th Jan
Q&As
Reporting suspicions of money laundering or terrorist financing is central to the anti-money laundering (AML)/counter-terrorist financing system. This...
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7th Dec
Q&As
Adrian Maxwell, leading financial crime barrister considers the key challenges and concerns for probate lawyers discovering benefit fraud or any other...
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7th Dec
Precedents
1General detailsInternal SAR reference number[Insert internal SAR reference number]Customer/client name[Insert customer/client name]Date[Insert...
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7th Dec
Precedents

This Precedent Register of superSAR requests and responses can be used to keep a record

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6th Dec

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