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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Agents & intermediaries content

Precedents
To be completed by [insert name of organisation appointing the agent/intermediary].1Geographical factorsConsider where the agent or intermediary is...
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13th Apr
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
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Produced in partnership with Richard Furlong of Carmelite Chambers 9th Apr
Practice notes
All commissions constitute the giving of a financial advantage, although they will not necessarily be bribes.Commissions may be facilitation payments,...
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Produced in partnership with Richard Furlong of Carmelite Chambers 9th Apr
Practice notes
This Practice Note deals with agents and other intermediaries in relation to anti-bribery and corruption. It covers what is an agent or intermediary,...
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16th Mar
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] [remains OR remain] untainted by bribery and...
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25th Feb
Precedents
From: [Insert name and job title].We run our business[es] with integrity. All of us must work together to ensure our business[es] [remains OR remain]...
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25th Feb
Practice notes
The Ministry of Justice (MoJ) issued guidance which is formulated around six guiding principles. These principles, particularly principle 3, make it...
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25th Feb
Q&As
Agent, intermediary or supplier?Your organisation can be held liable for acts of bribery by associated persons.The scope of this definition is broad...
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24th Feb
Q&As
SRA requirementsThe SRA does not give a list of regulatory requirements on anti-bribery and corruption.However, it does require you to:•identify,...
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24th Feb
Precedents
To be completed by the agent/intermediary.Please complete, sign and return to [insert name].1GeneralCompany or individual name[Insert...
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14th Feb
Precedents
1GeneralDate:[Insert date]Name of agent/intermediary:[Insert name]Reference provider:[Insert business name]Relationship with agent/intermediary (if...
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14th Feb
Precedents
STOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It awaits approval by HM Treasury and any content...
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28th Jan
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s] untainted by bribery and corruption.This FAQ...
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12th Jan
Precedents
This Flowchart is a guide for staff involved in the anti-bribery and corruption due diligence process for appointing or monitoring agent or...
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12th Jan
Precedents

Please click for an Excel version of this register.

Please note that t

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6th Jan
Practice notes
Due diligence measures for agents and intermediaries are summarised in Precedent: Anti-bribery and corruption—agents and intermediaries policy. This...
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7th Dec
Q&As
Please note, this Q&A only considers UK bribery legislation.Payment of commissionsWe refer you to Practice Note: Commission, which outlines how all...
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7th Dec
Precedents
As we can be held liable for [bribery OR facilitation of tax evasion OR [insert relevant crime]] committed by an agent or intermediary while acting on...
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7th Dec
Precedents
We run our business[es] with integrity. All of us must work together to ensure our business[es] remain[s]. untainted by bribery and corruption.This...
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7th Dec
Precedents
GeneralName[Insert name of person conducting evaluation]Job title[Insert job title]Date[Insert date]...
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7th Dec

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