Undertakings

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Undertakings content

Practice notes
What is an undertaking?An undertaking is:•a statement, given orally or in writing, whether or not it includes the word ‘undertake’ or ‘undertaking’•to...
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17th Feb
Practice notes
What is an undertaking? An undertaking is:•a statement, given orally or in writing (whether or not it includes the word 'undertake' or...
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17th Feb
Q&As
The SRA Code of Conduct for Firms imposes an obligation on the firm to comply with all undertakings given by the firm within an agreed timescale—or if...
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15th Feb
Precedents
1Policy statement1.1It is the policy of [firm name] (‘the firm’) to conduct its business in compliance with the highest professional standards. We are...
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14th Feb
Precedents
1Policy statement1.1It is the policy of [firm name] (‘the firm’) to conduct its business in compliance with the highest professional standards. We are...
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14th Feb
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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15th Jan
Q&As
The SRA Glossary defines an undertaking as:•a statement, given orally or in writing, whether or not it includes the word ‘undertake’ or...
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Produced in partnership with Peter Steel of Augury Consulting Limited 8th Jan
Practice notes
The SRA Standards and Regulations 2019, in force from 25 November 2019, introduce a new method of practising: the freelance solicitor.This Practice...
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17th Dec
Q&As
The SRA Glossary defines an undertaking as:•a statement, given orally or in writing, whether or not it includes the word ‘undertake’ or...
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7th Dec
Q&As
The SRA Glossary defines an undertaking as:•a statement, given orally or in writing, whether or not it includes the word ‘undertake’ or...
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7th Dec
Q&As
There is no specific reference in the Chartered Institute of Legal Executives (CILEx) Code of Conduct to undertakings. However, the institute’s...
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7th Dec
Q&As
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
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7th Dec
Q&As
From the Solicitors Regulation Authority’s (SRA) perspective, an undertaking is:•a statement, given orally or in writing, whether or not it includes...
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7th Dec
Precedents
A: General informationDate of annual reviewPerson(s) conducting annual reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]In the...
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7th Dec
Precedents
A: General informationDate of reviewPerson(s) conducting reviewB: Data1Rolling dataCriteriaIn the last [insert period, eg quarter]In the last 12...
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7th Dec
Precedents
Please click for an Excel version of this register.This register is intended to record non-routine un...
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7th Dec
Practice notes
This Practice Note explains:•what powers the court has to enforce undertakings•when it is likely to exercise those powersBreach of an undertaking is...
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7th Dec
Q&As
We would refer you to Practice Note: Client care 2019—law firms, in particular the section 'Accepting and refusing instructions and ceasing to act'....
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3rd Nov

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