Whistleblowing—law firms

Whistleblowing—law firms guidance:

This Practice Note is based on reporting requirements in the SRA Codes of Conduct 2019 (in force from 25 November 2019) as amended by the SRA Regulatory Arrangements...

Practice Note

This Practice Note contrasts the requirements in the SRA’s 2011 and 2019 regimes in relation to compliance officers (COLPs and COFAs) and breach reporting. For more...

Practice Note

UPDATE: This Precedent does not take into account special requirements that apply to relevant firms (UK deposit-takers with assets of £250m or greater, PRA-designated...

Precedents

This Practice Note summarises the law and practice in relation to whistleblowing as governed by the Employment Rights Act 1996 (ERA 1996). It is intended to be provide...

Practice Note

This presentation has been designed as an aid to train your staff on your whistleblowing policy and procedures. The training materials are customisable. This version of...

Precedents

Reports under the Whistleblowing policy can be made orally or in writing and they may be made anonymously or include the reporter’s identity. To make a report in writing...

Precedents

1 General information Date of review[Insert date] Person conducting review[Insert name] 2 Data CriteriaOver the last 12 months Number of whistleblowing reports...

Precedents