Supervision & file reviews

Supervision & file reviews guidance:

This Practice Note explains how to develop and embed a successful file audit/file review process in your firm. See Practice Note: File audits or file...

Practice Note

Supervision means the management of people and their work. Proper supervision is a statutory and regulatory obligation. You may have to justify your supervision...

Practice Note

There is no specific regulatory requirement to have a file audit/review process. If you want to achieve Lexcel accreditation then there is a requirement for you to have a...

Practice Note

This Practice Note reflects requirements in the SRA 2019 regime, effective from 25 November 2019. See Practice Note: Supervision—SRA 2011 regime and SRA 2019 regime...

Practice Note

Supervision means the management of people and their work, and includes supervising fee earners and non-fee earning staff. Proper supervision is a statutory and...

Practice Note

This Practice Note contrasts the requirements in the SRA’s 2011 and 2019 regimes as well as wider requirements in relation to supervision. There is a...

Practice Note