Managing risk is not a one-off event, it is an ongoing process, as illustrated below:This Practice Note provides guidance on evaluating and recording...
STOP PRESS: Draft Legal Sector Affinity Group (LSAG) AML guidance was published on 20 January 2021. It awaits approval by HM Treasury and any content...
Please complete and email this form to the [[insert details of person nominated to receive risk reports]].If you wish to make an anonymous report, you...
Risk scorecard (matrix)Probability ratingScoreLikelihood of risk materialisingBenchmark1Very lowOnly expected to occur in exceptional circumstances[Up...
The purpose of this questionnaire is to identify potential business risks. Please spend no more than [insert time eg 30 minutes] completing this form...
A risk management policy outlines the risks posed to a business and provides a set of actions to be taken to both prevent the risk from occurring and...
Name of firmName of role holderReports toRole type☐ Full-time☐ Part-time☐ ContractorIf a contractor role, length of contractPrimary locationDate role...
How to use this testThese questions are designed to test your understanding after your attendance at training on our risk management procedures.After...
A: General informationDate of reviewPerson(s) conducting reviewB: Review and findingsAre your risk management policy and procedures up to date and fit...
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