Home / Financial Services

Legal News

CC publishes final reports on complaints against FCA and PRA

Copyright © 2025 LexisNexis
Published on: 17 November 2020
Published by LNB News

LNB News 17/11/2020

Document Information

Issue Date: 17 November 2020

Published Date: 17 November 2020

Jurisdiction(s): England, Northern Ireland, Scotland and Wales

Article summary

The Complaints Commissioner (CC) has published two final reports, of which one relates to a complaint against the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA) regarding their supervision of the Cooperative Bank, and the other relates to a complaint made against the FCA by a professional spread better regarding a 2018 change in the client classification rules.

Powered by Lexis+®
Jurisdiction(s):
England, Northern Ireland, Scotland and Wales

Related documents:

1 Checklists
4 News
View More
6 Practice notes
View More
1 Q&As
Powered by Lexis+®

Related documents:

1 Checklists
4 News
View More
6 Practice notes
View More
1 Q&As

Popular documents

Priority between loss reliefs in loss making companies

Priority between loss reliefs in loss making companiesWhy does it matter?A company that is a member of a group and has incurred any of the types of losses available for surrender by way of group relief may, without any further rules, have more than one way in which to use the loss. There are a

If a rentcharge is shown as being informally exonerated on title information, does this apply to the

If a rentcharge is shown as being informally exonerated on title information, does this apply to the current registered owner? Or does the informal exoneration only apply to the parties to the document which informally exonerated the rentcharge?This Q&A considers the situation where, at some

Strike out—making an application to strike out a statement of case

Strike out—making an application to strike out a statement of caseA strike out order can be made either following an application by the parties or on the court's own initiative. This Practice Note deals with the scenario of the order being made following a party's application.Making an application

Template for regulatory references given by SMCR firms and disclosure requirements

Template for regulatory references given by SMCR firms and disclosure requirements[Insert addressee details]Dear [insert name][It is our understanding that [insert name of prospective employee] [was an employee of yours between the dates of [insert dates as appropriate] OR is a current employee of