EU regulators—financial services

EU regulators—financial services guidance:

Introduction to bringing an appeal against an ESA decision The three European Supervisory Authorities (ESAs)—the European Securities and Markets Authority (ESMA), the...

Practice Note

What does EIOPA do? The European Insurance and Occupational Pensions Authority (EIOPA) is one of three European Supervisory Authorities (ESAs) which was created to...

Practice Note

Starting the process of translating policy to legislation At the European level, the development and enforcement of rules by supra-national bodies is governed by the...

Practice Note

This Practice Note looks at the European System of Financial Supervision (ESFS) and micro-prudential supervision on an EU level. It should be read in conjunction with...

Practice Note

ESMA is an independent European Union Authority established on 1 January 2011 to replace and continue the work of the Committee of European Securities Regulators (CESR)...

Practice Note

This Brexit Financial Services European Supervisory Authorities quick guide details current UK legislation, retained EU legislation and FCA and PRA regulatory rules and...

Practice Note

The European Supervisory Authorities (ESAs) work with the European Systemic Risk Board (ESRB) to ensure financial stability and to strengthen and enhance the EU...

Practice Note

Background The origin of the European Economic Area (EEA) dates from 1990 and was largely the initiative of former European Commission (Commission) President Jacques...

Practice Note

The European Central Bank (ECB) represents the core institution for the Eurosystem and the European System of Central Banks (ESCB). The ECB became the successor of the...

Practice Note

ESRB Background The European Systemic Risk Board (ESRB) emerged out of recommendations following on from the initial stages of the 2007–08 financial crisis. The European...

Practice Note