Identifying & assessing risks

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Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
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9th Nov
Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
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9th Nov
Practice notes
This Practice Note provides an introduction to retained EU law, which is an entirely new legal concept introduced to UK domestic law in preparation...
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9th Nov
Precedents
DRAFTING FOR BREXIT: For the latest information on the impact of Brexit on the drafting, negotiation and enforceability of this Precedent, see...
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9th Nov
Precedents
How to use this testThese questions are designed to test your understanding after your attendance at our training on avoiding bribery and...
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9th Nov
Practice notes
The compliance officer for legal practice (COLP) sits at the heart of the firm's regulatory arrangements. This does not mean that the firm and its...
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9th Nov

Most recent Identifying & assessing risks content

Practice notes
Why you need to manage this riskData protection is one of the most challenging areas of risk management—the law is complex and wide-ranging, it...
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9th Apr
Practice notes
A privacy risk register is a tool that allows you to collate, record, track and manage all your data protection, information security and privacy...
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29th Mar
Precedents
Please click for an Excel version of this register. The register consists of three tabs:•sample Privacy risk register—this has been populated with a...
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28th Jan
Precedents
1Background informationAssessment for[State whether the assessment relates to the whole firm or a specific department]Person conducting...
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22nd Jan
Precedents
1Background informationAssessment for:[state whether the assessment relates to the whole firm or a specific department]Person conducting...
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22nd Jan

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