Compliance planning

View Practice Compliance by content type:

Latest Practice Compliance News

Featured Practice Compliance content

Practice notes
Source of funds and wealth was a key focus of the SRA’s Preventing Money Laundering and Financing of Terrorism thematic review, published in March...
Read More >
9th Nov
Precedents
1DefinitionsModern Slavery Policy•means the Customer's anti-slavery and human trafficking policy as set out in Schedule [insert] as updated by the...
Read More >
9th Nov
Practice notes
This Practice Note lists high-risk third countries identified by the Financial Action Task Force (FATF), HM Treasury and the European Commission as...
Read More >
9th Nov
Practice notes
The purpose of this Practice Note is to provide a general understanding of the offences under section 1, 2 and 6 of the Bribery Act 2010 (BA 2010). It...
Read More >
Produced in partnership with Joanne Kane of Carmelite Chambers 12th Jan
Practice notes
An undertaking is a commitment by a solicitor to do something. It can be enforced against the solicitor by the courts. Failure to comply with an...
Read More >
9th Nov
Practice notes
Facilitating the performance of a duty by public officialsFacilitation payments, also known as facilitating or grease payments, are generally small...
Read More >
Produced in partnership with Richard Furlong of Carmelite Chambers 12th Jan

Most recent Compliance planning content

Q&As
When a solicitor instructs counsel to appear at a hearing and advise generally in respect of a matter, should the barrister be considered a processor,...
Read More >
12th May
Practice notes
This Practice Note summarises the key features of the UK General Data Protection Regulation (UK GDPR). It also provides practical guidance on what you...
Read More >
5th May
Q&As
The General Data Protection Regulation (GDPR) provides for enhanced rights for data subjects, including providing rights of access, rectification,...
Read More >
24th Mar
Q&As
The General Data Protection Regulation provides for enhanced rights for data subjects including providing rights of rectification, erasure and...
Read More >
24th Mar
Q&As
The General Data Protection Regulation (GDPR) provides for enhanced rights for data subjects including providing rights of access, rectification,...
Read More >
24th Mar
Q&As
The General Data Protection Regulation (GDPR) provides for enhanced rights for data subjects including providing rights of rectification, erasure and...
Read More >
24th Mar
Precedents
Lawfulness, fairness and transparencyICO expectationLexisNexis® guidanceLexisNexis® Precedents and tools☐  Conduct information audit to map data...
Read More >
12th Mar
Q&As
All personal data must be processed in accordance with the GDPR, including the seven data protection principles set out in Article 5 of Retained...
Read More >
15th Feb
Q&As
In the vast majority of cases, solicitors will act as the data controller in relation to personal data processed in connection with a client’s...
Read More >
15th Feb

Popular documents