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FCA publishes Market Watch 80

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Published on: 09 October 2024
Published by LNB News

LNB News 09/10/2024

Document Information

Issue Date: 09 October 2024

Published Date: 09 October 2024

Jurisdiction(s): England, Northern Ireland, Scotland and Wales

Article summary

The Financial Conduct Authority (FCA) has published issue 80 of its Market Watch newsletter on market conduct and transaction reporting issues. It includes the FCA’s observations about what firms can do to ensure compliance with SYSC 6.1.1R when dealing for overseas clients who operate aggregated accounts that provide no visibility of the ultimate beneficial owners (UBOs).

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Jurisdiction(s):
England, Northern Ireland, Scotland and Wales

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