Legal News

FCA Dear CEO letter on platforms portfolio strategy

Published on: 06 February 2020
Published by LNB News

LNB News 06/02/2020

Document Information

Issue Date: 06 February 2020

Published Date: 06 February 2020

Jurisdiction(s): England, Northern Ireland, Scotland and Wales

Article summary

The FCA has published a Dear CEO letter addressed to firms providing a ‘platform service’. It is also of interest to firms that allow customers or advisers access to retail investment products through an online platform. The letter lists the FCA’s concerns and expectations as well as its current focus and supervisory strategy.

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